Tessier-Lavigne Marc 的 Form 4 申報
Regeneron Pharmaceuticals, Inc.（REGN），2022/10/3 申報
- 申報編號
- 0001883850-22-000072
- 申報時間
- 2022/10/3
- 交易日
- 2022/9/29-10/3
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 17 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $761.1 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Tessier-Lavigne MarcCIK 0001437435 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/29 | Common Stock | M行使選擇權取得 | +3,798 | $413.33 | +$1,569,827.34 | 6,067 | 直接 | |
| 2022/9/29 | Common Stock | S賣出處分 | −16 | $686.89F2 | −$10,990.24 | 6,051 | 直接 | |
| 2022/9/29 | Common Stock | S賣出處分 | −321 | $687.90F3 | −$220,815.9 | 5,730 | 直接 | |
| 2022/9/29 | Common Stock | S賣出處分 | −637 | $688.71F4 | −$438,708.27 | 5,093 | 直接 | |
| 2022/9/29 | Common Stock | S賣出處分 | −1,009 | $689.56F5 | −$695,766.04 | 4,084 | 直接 | |
| 2022/9/29 | Common Stock | S賣出處分 | −692 | $690.65F6 | −$477,929.8 | 3,392 | 直接 | |
| 2022/9/29 | Common Stock | S賣出處分 | −554 | $691.59F7 | −$383,140.86 | 2,838 | 直接 | |
| 2022/9/29 | Common Stock | S賣出處分 | −85 | $696.13F8 | −$59,171.05 | 2,753 | 直接 | |
| 2022/9/29 | Common Stock | S賣出處分 | −160 | $697.29F9 | −$111,566.4 | 2,593 | 直接 | |
| 2022/9/29 | Common Stock | S賣出處分 | −208 | $698.44F10 | −$145,275.52 | 2,385 | 直接 | |
| 2022/9/29 | Common Stock | S賣出處分 | −80 | $699.82 | −$55,985.6 | 2,305 | 直接 | |
| 2022/9/29 | Common Stock | S賣出處分 | −16 | $702.36 | −$11,237.76 | 2,289 | 直接 | |
| 2022/9/29 | Common Stock | S賣出處分 | −20 | $704.83 | −$14,096.6 | 2,269 | 直接 | |
| 2022/9/30 | Common Stock | M行使選擇權取得 | +3,428 | $413.33 | +$1,416,895.24 | 5,697 | 直接 | |
| 2022/9/30 | Common Stock | S賣出處分 | −3,428 | $698.00 | −$2,392,744 | 2,269 | 直接 | |
| 2022/10/3 | Common Stock | M行使選擇權取得 | +3,612 | $413.33 | +$1,492,947.96 | 5,881 | 直接 | |
| 2022/10/3 | Common Stock | S賣出處分 | −3,612 | $718.00 | −$2,593,416 | 2,269 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/29 | Common Stock | M行使選擇權處分 | −3,798 | $0.00 | $0 | 7,040 | 直接 | |
| 2022/9/30 | Common Stock | M行使選擇權處分 | −3,428 | $0.00 | $0 | 3,612 | 直接 | |
| 2022/10/3 | Common Stock | M行使選擇權處分 | −3,612 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents volume-weighted average price of sales of 16 shares of Company stock on September 29, 2022 at prices ranging from $686.89 to $686.90. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 29, 2022 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents volume-weighted average price of sales of 321 shares of Company stock on September 29, 2022 at prices ranging from $687.05 to $687.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 29, 2022 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents volume-weighted average price of sales of 637 shares of Company stock on September 29, 2022 at prices ranging from $688.08 to $688.85. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 29, 2022 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents volume-weighted average price of sales of 1,009 shares of Company stock on September 29, 2022 at prices ranging from $689.07 to $689.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 29, 2022 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents volume-weighted average price of sales of 692 shares of Company stock on September 29, 2022 at prices ranging from $690.06 to $690.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 29, 2022 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents volume-weighted average price of sales of 554 shares of Company stock on September 29, 2022 at prices ranging from $691.29 to $691.72. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 29, 2022 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents volume-weighted average price of sales of 85 shares of Company stock on September 29, 2022 at prices ranging from $696.03 to $696.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 29, 2022 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents volume-weighted average price of sales of 160 shares of Company stock on September 29, 2022 at prices ranging from $697.10 to $697.66. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 29, 2022 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Represents volume-weighted average price of sales of 208 shares of Company stock on September 29, 2022 at prices ranging from $698.19 to $698.71. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 29, 2022 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。