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Neville Patrick Sean 的 Form 4 申報

Circle Internet Group, Inc.(CRCL),2026/8/4 申報

申報編號
0001876042-26-000239
申報時間
2026/8/4 17:08 ET
交易日
2026/8/3
申報延遲
1 天
10b5-1 計畫
有勾選

這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $297.8 萬。交易後 1 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Neville Patrick SeanCIK 0002060511董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2026/8/3Class A Common StockC轉換取得+50,000–F2–52,018直接
2026/8/3Class A Common StockS賣出處分−16,273$58.50F3−$951,970.535,745直接
2026/8/3Class A Common StockS賣出處分−15,522$59.51F4−$923,714.2220,223直接
2026/8/3Class A Common StockS賣出處分−15,779$60.46F5−$953,998.344,444直接
2026/8/3Class A Common StockS賣出處分−2,426$61.03F6−$148,058.782,018直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2026/8/3Class A Common StockC轉換處分−50,000–F2–3,065,909直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

Each share of Class B common stock is convertible into Class A common stock on a one-for-one basis at the option of the Reporting Person. In addition, each share of Class B common stock will convert automatically into Class A common stock on a one-for-one basis upon any transfer of such share, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation. Shares of Class B common stock do not expire.

表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。

F3

These shares were sold in multiple transactions at prices ranging from $57.90 to $58.89, inclusive. The weighted average sale price was $58.50. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

F4

These shares were sold in multiple transactions at prices ranging from $58.90 to $59.89, inclusive. The weighted average sale price was $59.51. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

F5

These shares were sold in multiple transactions at prices ranging from $59.90 to $60.89, inclusive. The weighted average sale price was $60.46. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

F6

These shares were sold in multiple transactions at prices ranging from $60.90 to $61.30, inclusive. The weighted average sale price was $61.03. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)