Neville Patrick Sean 的 Form 4 申報
Circle Internet Group, Inc.（CRCL），2026/6/9 申報
- 申報編號
- 0001876042-26-000186
- 申報時間
- 2026/6/9
- 交易日
- 2026/6/8
- 申報延遲
- 1 天
- 10b5-1 計畫
- 有勾選
這份申報列了 4 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $8,572 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Neville Patrick SeanCIK 0002060511 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/6/8 | Class A Common Stock | C轉換取得 | +1,034,396 | –F1 | – | 1,036,414 | 直接 | |
| 2026/6/8 | Class A Common Stock | S賣出處分 | −350,223 | $82.15F2 | −$28,770,819.45 | 686,191 | 直接 | |
| 2026/6/8 | Class A Common Stock | S賣出處分 | −431,451 | $82.94F3 | −$35,784,545.94 | 254,740 | 直接 | |
| 2026/6/8 | Class A Common Stock | S賣出處分 | −252,722 | $83.76F4 | −$21,167,994.72 | 2,018 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On June 8, 2026, the Reporting Person converted 1,034,396 shares of Class B common stock into Class A common stock to facilitate a sale, pursuant to a 10b5-1 trading plan, to cover tax withholding obligations on expiring stock options.
表 I 有 1 筆交易的價格引用這則附註。
- F2
These shares were sold in multiple transactions at prices ranging from $81.50 to $82.50, inclusive. The weighted average sale price was $82.15. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F3
These shares were sold in multiple transactions at prices ranging from $82.50 to $83.50, inclusive. The weighted average sale price was $82.94. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F4
These shares were sold in multiple transactions at prices ranging from $83.50 to $84.04, inclusive. The weighted average sale price was $83.76. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Each share of Class B common stock is convertible into Class A common stock on a one-for-one basis at the option of the Reporting Person. In addition, each share of Class B common stock will convert automatically into Class A common stock on a one-for-one basis upon any transfer of such share, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation. Shares of Class B common stock do not expire.
表 II 有 3 筆交易的價格引用這則附註。