Tarbert Heath 的 Form 4 申報

Circle Internet Group, Inc.（CRCL），2026/3/4 申報

申報編號: 0001876042-26-000047
申報時間: 2026/3/4
交易日: 2026/3/2
申報延遲: 2 天
10b5-1 計畫: 有勾選

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 9 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,150 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Tarbert HeathCIK 0002060670	高階主管（總裁）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2026/3/2	Class A Common Stock	A公司授予取得	+118,896	$0.00	$0	654,044	直接
2026/3/2	Class A Common Stock	F扣股繳稅處分	−7,989	$83.44	−$666,602.16	646,055	直接
2026/3/2	Class A Common Stock	M行使選擇權取得	+75,108	$25.09	+$1,884,459.72	721,163	直接
2026/3/2	Class A Common Stock	S賣出處分	−9,262	$90.24^F4	−$835,802.88	711,901	直接
2026/3/2	Class A Common Stock	S賣出處分	−4,088	$91.82^F5	−$375,360.16	707,813	直接
2026/3/2	Class A Common Stock	S賣出處分	−20,382	$92.77^F6	−$1,890,838.14	687,431	直接
2026/3/2	Class A Common Stock	S賣出處分	−24,573	$93.83^F7	−$2,305,684.59	662,858	直接
2026/3/2	Class A Common Stock	S賣出處分	−34,863	$95.14^F8	−$3,316,865.82	627,995	直接
2026/3/2	Class A Common Stock	S賣出處分	−28,839	$96.12^F9	−$2,772,004.68	599,156	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2026/3/2	Class A Common Stock	M行使選擇權處分	−75,108	$0.00	$0	850,905	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

These shares were sold in multiple transactions at prices ranging from $90.11 to $91.08, inclusive. The weighted average sale price was $90.24. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

These shares were sold in multiple transactions at prices ranging from $91.29 to $92.16, inclusive. The weighted average sale price was $91.82. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

These shares were sold in multiple transactions at prices ranging from $92.50 to $93.09, inclusive. The weighted average sale price was $92.77. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

These shares were sold in multiple transactions at prices ranging from $93.63 to $94.01, inclusive. The weighted average sale price was $93.83. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

These shares were sold in multiple transactions at prices ranging from $94.67 to $95.33, inclusive. The weighted average sale price was $95.14. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

These shares were sold in multiple transactions at prices ranging from $95.68 to $96.59, inclusive. The weighted average sale price was $96.12. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）