Neville Patrick Sean 的 Form 4/A 修正申報

修正

Circle Internet Group, Inc.（CRCL），2026/1/9 申報

申報編號: 0001876042-26-000011
申報時間: 2026/1/9
交易日: 2025/12/12
申報延遲: 28 天
10b5-1 計畫: 有勾選
原始申報日: 2025/12/16

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 4 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $315.0 萬。交易後 28 天申報。

這份修正申報取代了 0001876042-25-000074（2025/12/16 申報）。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Neville Patrick SeanCIK 0002060511	董事

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2025/12/12	Class A Common Stock	C轉換取得	+30,000	–^F1	–	30,000	直接
2025/12/12	Class A Common Stock	S賣出處分	−30,000	$90.00	−$2,700,000	30,000	直接
2025/12/12	Class A Common Stock	C轉換取得	+5,000	–^F1	–	5,000	間接
2025/12/12	Class A Common Stock	S賣出處分	−5,000	$90.00	−$450,000	5,000	間接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式
2025/12/12	Class B Common Stock	M行使選擇權處分	−30,000	–^F1	–	2,029,073	直接
2025/12/12	Class A Common Stock	M行使選擇權取得	+30,000	–^F1	–	2,389,296	直接
2025/12/12	Class A Common Stock	C轉換處分	−30,000	–^F1	–	2,359,296	直接
2025/12/12	Class A Common Stock	C轉換處分	−5,000	–^F3	–	162,842	間接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

Each share of Class B common stock is convertible into Class A common stock on a one-for-one basis at the option of the Reporting Person. In addition, each share of Class B common stock will convert automatically into Class A common stock on a one-for-one basis upon any transfer of such share, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation. Shares of Class B common stock do not expire.

表 I 有 2 筆、表 II 有 3 筆交易的價格引用這則附註。

On December 12, 2025, the Reporting Person converted 30,000 shares of Class B common stock into Class A common stock to facilitate a sale pursuant to a 10b5-1 trading plan.

Represents shares of Class B common stock held through an irrevocable grantor trust, of which the Reporting Person is the sole trustee and the Reporting Person is a beneficiary. The Reporting Person is entitled to annuity payments from the trust, with any remaining assets to be distributed to the Calico Trust, of which the Reporting Person's child is the beneficiary. The Reporting Person disclaims beneficial ownership of the shares of Class B common stock except to the extent of his pecuniary interest therein.

表 II 有 1 筆交易的價格引用這則附註。

On December 12, 2025, the Reporting Person converted 5,000 shares of Class B common stock into Class A common stock to facilitate a sale pursuant to a 10b5-1 trading plan.

Represents shares of Class A common stock held through an irrevocable grantor trust, of which the Reporting Person's wife, daughter and brother-in-law are trustees and the Reporting Person's child is the beneficiary. The Reporting Person disclaims beneficial ownership of the shares of Class A common stock.

The options are fully vested.

備註

This Form 4/A amends the previously filed Form 4 to correct an inadvertent error in the reporting of the total number of securities beneficially owned following the reported transaction.

看 SEC EDGAR 上的完整原文（在新分頁開啟）