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Tenev Vladimir 的 Form 4 申報

Robinhood Markets, Inc.(HOOD),2026/9/24 申報

申報編號
0001871006-26-000010
申報時間
2026/9/24 16:33 ET
交易日
2026/9/22
申報延遲
2 天
10b5-1 計畫
有勾選

這份申報列了 3 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $3,018 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Tenev VladimirCIK 0001871006董事、高階主管(執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2026/9/22Class A Common StockC轉換取得+240,834–F1–240,834直接
2026/9/22Class A Common StockS賣出處分−239,532$125.33F3−$30,020,114.41,302直接
2026/9/22Class A Common StockS賣出處分−1,302$126.14F4−$164,235.320直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2026/9/22Class A Common StockC轉換處分−240,834$0.00$047,794,572直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

As part of the transaction effected on September 22, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2025 ("Tenev 10b5-1 plan"), the Reporting Person sold 240,834 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades during the day at prices ranging from $125.05 to $126.01 The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades during the day at prices ranging from $126.14 to $126.15 The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)