Grossberg Eric Scott 的 Form 4 申報
Brilliant Earth Group, Inc.（BRLT），2022/1/14 申報
- 申報編號
- 0001866757-22-000014
- 申報時間
- 2022/1/14
- 交易日
- 2022/1/12-1/14
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、9 筆衍生性交易。公開市場賣出合計 $439.3 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Grossberg Eric ScottCIK 0001884137 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/12 | Class A Common Stock | C轉換取得 | +77,484 | $0.00 | $0 | 77,484 | 間接 | |
| 2022/1/12 | Class A Common Stock | S賣出處分 | −43,283 | $14.92F3 | −$645,782.36 | 34,201 | 間接 | |
| 2022/1/12 | Class A Common Stock | S賣出處分 | −32,795 | $15.86F4 | −$520,128.7 | 1,406 | 間接 | |
| 2022/1/12 | Class A Common Stock | S賣出處分 | −1,406 | $16.68F5 | −$23,452.08 | 0 | 間接 | |
| 2022/1/12 | Class C Common Stock | J其他處分 | −77,484 | $0.00 | $0 | 49,427,766 | 間接 | |
| 2022/1/13 | Class A Common Stock | C轉換取得 | +91,202 | $0.00 | $0 | 91,202 | 間接 | |
| 2022/1/13 | Class A Common Stock | S賣出處分 | −75,003 | $14.34F7 | −$1,075,543.02 | 16,199 | 間接 | |
| 2022/1/13 | Class A Common Stock | S賣出處分 | −16,199 | $14.82F8 | −$240,069.18 | 0 | 間接 | |
| 2022/1/13 | Class C Common Stock | J其他處分 | −91,202 | $0.00 | $0 | 49,336,564 | 間接 | |
| 2022/1/14 | Class A Common Stock | C轉換取得 | +151,931 | $0.00 | $0 | 151,931 | 間接 | |
| 2022/1/12 | Class A Common Stock | S賣出處分 | −136,034 | $12.33F9 | −$1,677,299.22 | 15,897 | 間接 | |
| 2022/1/14 | Class A Common Stock | S賣出處分 | −15,897 | $13.24F10 | −$210,476.28 | 0 | 間接 | |
| 2022/1/14 | Class C Common Stock | J其他處分 | −151,931 | $0.00 | $0 | 49,184,633 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/12 | Class D Common Stock | C轉換處分 | −77,484 | $0.00 | $0 | 49,427,766 | 間接 | |
| 2022/1/12 | Class A Common Stock | C轉換取得 | +77,484 | $0.00 | $0 | 77,484 | 間接 | |
| 2022/1/12 | Class A Common Stock | C轉換處分 | −77,484 | $0.00 | $0 | 0 | 間接 | |
| 2022/1/13 | Class D Common Stock | C轉換處分 | −91,202 | $0.00 | $0 | 49,336,564 | 間接 | |
| 2022/1/13 | Class A Common Stock | C轉換取得 | +91,202 | $0.00 | $0 | 91,202 | 間接 | |
| 2022/1/13 | Class A Common Stock | C轉換處分 | −91,202 | $0.00 | $0 | 0 | 間接 | |
| 2022/1/12 | Class D Common Stock | C轉換處分 | −151,931 | $0.00 | $0 | 49,184,633 | 間接 | |
| 2022/1/12 | Class A Common Stock | C轉換取得 | +151,931 | $0.00 | $0 | 151,931 | 間接 | |
| 2022/1/14 | Class A Common Stock | C轉換處分 | −151,931 | $0.00 | $0 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades ranging from $14.57 to $15.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades ranging from $15.57 to $16.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades ranging from $16.575 to $16.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades ranging from $13.745 to $14.745. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades ranging from $14.75 to $14.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades ranging from $12.00 to $13.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades ranging from $13.01 to $13.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。