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Levin Eugenie 的 Form 4/A 修正申報

修正

SEMrush Holdings, Inc.(SEMR),2021/10/6 申報

申報編號
0001849697-21-000002
申報時間
2021/10/6
交易日
2021/9/27
申報延遲
9 天
10b5-1 計畫
表單沒有這欄(2023 年以前)
原始申報日
2021/9/29

這份申報列了 1 筆衍生性交易。沿用原件裡沒有重述的 6 筆交易。公開市場賣出合計 $12.8 萬。交易後 9 天申報。

這份修正申報重述了 0001849697-21-000001(2021/9/29 申報)的一部分,沒有重述的交易仍然有效,列在下面。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Levin EugenieCIK 0001849697高階主管(Chief Strategy and CDO)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

這份申報沒有這一類的交易。

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2021/9/27Class B Common StockM行使選擇權處分−5,000$0.00$0394,408直接

沿用原件的交易

這份修正申報只重述了原件的一部分。原件其他的交易仍然有效,網站的交易表把它們算在這份修正申報底下。

來自 0001849697-21-000001(2021/9/29 申報)。

非衍生性證券(表 I)

沿用 0001849697-21-000001 的非衍生性證券交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/9/27Common StockC轉換取得+5,000$0.00$05,000直接
2021/9/27Common StockS賣出處分−4,550$25.48F1−$115,934450直接
2021/9/27Common StockS賣出處分−300$26.16F2−$7,848150直接
2021/9/27Common StockS賣出處分−150$27.42F3−$4,1130直接

衍生性證券(表 II)

沿用 0001849697-21-000001 的衍生性證券交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2021/9/27Class A Common StockM行使選擇權取得+5,000–F5–5,000直接
2021/9/27Class A Common StockC轉換處分−5,000–F5–0直接

原件的附註

這幾筆交易的價格在原件上引用的附註。

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $25.02 to $25.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

表 I 有 1 筆交易的價格引用這則附註。

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $26.03 to $26.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

表 I 有 1 筆交易的價格引用這則附註。

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $27.35 to $27.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

表 I 有 1 筆交易的價格引用這則附註。

F5

The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis and will mandatorily convert into Class A common stock on the date that is seven years from the date of the prospectus used in connection with the IPO and upon the occurrence of certain other events as set forth in the Issuer's certificate of incorporation.

表 II 有 2 筆交易的價格引用這則附註。

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The stock option vests in equal monthly installments, such that the option will be fully vested as of April 1, 2023, subject to the Reporting Person's continuous employment with the Issuer on each such date.

備註

On September 29, 2021, the Reporting Person filed a Form 4, which erroneously showed the exercise of 5,000 options from a grant, resulting in 197,800 options remaining in the grant. This Form 4/A corrects that exercise to indicate it is from another grant, and results in 394,408 options remaining after the exercise, not 197,800.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)