Fetisov Evgeny 的 Form 4/A 修正申報
修正SEMrush Holdings, Inc.（SEMR），2021/10/4 申報
- 申報編號
- 0001849376-21-000004
- 申報時間
- 2021/10/4
- 交易日
- 2021/5/10-9/29
- 申報延遲
- 147 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/9/29
這份申報列了 7 筆非衍生性交易、1 筆衍生性交易。沿用原件裡沒有重述的 12 筆交易。公開市場賣出合計 $145.7 萬。交易後 147 天申報。
這份修正申報重述了 0001849376-21-000003（2021/9/29 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Fetisov EvgenyCIK 0001849376 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/5/10 | Class A Common Stock | C轉換取得 | +81,102 | $0.00 | $0 | 81,102 | 直接 | |
| 2021/9/27 | Class A Common Stock | S賣出處分 | −21,571 | $25.52F1 | −$550,491.92 | 59,531 | 直接 | |
| 2021/9/27 | Class A Common Stock | S賣出處分 | −700 | $26.11F2 | −$18,277 | 58,831 | 直接 | |
| 2021/9/27 | Class A Common Stock | S賣出處分 | −200 | $27.37F3 | −$5,474 | 58,631 | 直接 | |
| 2021/9/28 | Class A Common Stock | S賣出處分 | −30,029 | $24.09F4 | −$723,398.61 | 28,602 | 直接 | |
| 2021/9/28 | Class A Common Stock | S賣出處分 | −200 | $25.03F5 | −$5,006 | 28,402 | 直接 | |
| 2021/9/29 | Class A Common Stock | S賣出處分 | −6,300 | $24.55F6 | −$154,665 | 22,102 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/5/10 | Class A Common Stock | C轉換處分 | −81,102 | –F7 | – | 0 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001849376-21-000003（2021/9/29 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/27 | Class A Common Stock | C轉換取得 | +22,471 | $0.00 | $0 | 22,471 | 直接 | |
| 2021/9/28 | Class A Common Stock | C轉換取得 | +30,229 | $0.00 | $0 | 30,229 | 直接 | |
| 2021/9/29 | Class A Common Stock | C轉換取得 | +6,300 | $0.00 | $0 | 6,300 | 直接 |
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/27 | Class B Common Stock | M行使選擇權處分 | −22,471 | $0.00 | $0 | 688,121 | 直接 | |
| 2021/9/27 | Class A Common Stock | M行使選擇權取得 | +22,471 | –F8 | – | 22,471 | 直接 | |
| 2021/9/27 | Class A Common Stock | C轉換處分 | −22,471 | –F8 | – | 0 | 直接 | |
| 2021/9/28 | Class B Common Stock | M行使選擇權處分 | −30,229 | $0.00 | $0 | 657,892 | 直接 | |
| 2021/9/28 | Class A Common Stock | M行使選擇權取得 | +30,229 | –F8 | – | 30,229 | 直接 | |
| 2021/9/28 | Class A Common Stock | C轉換處分 | −30,229 | –F8 | – | 0 | 直接 | |
| 2021/9/29 | Class B Common Stock | M行使選擇權處分 | −6,300 | $0.00 | $0 | 651,592 | 直接 | |
| 2021/9/29 | Class A Common Stock | M行使選擇權取得 | +6,300 | –F8 | – | 6,300 | 直接 | |
| 2021/9/29 | Class A Common Stock | C轉換處分 | −6,300 | –F8 | – | 0 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F8
The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis and will mandatorily convert into Class A common stock on the date that is seven years from the date of the prospectus used in connection with the IPO and upon the occurrence of certain other events as set forth in the Issuer's certificate of incorporation.
表 II 有 6 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $25.02 to $26.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4
表 I 有 1 筆交易的價格引用這則附註。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $26.03 to $26.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $27.11 to $27.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $23.65 to $24.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $25.00 to $25.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $24.00 to $25.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (8) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis and will mandatorily convert into Class A common stock on the date that is seven years from the date of the prospectus used in connection with the IPO and upon the occurrence of certain other events as set forth in the Issuer's certificate of incorporation.
表 II 有 1 筆交易的價格引用這則附註。
備註
The reporting person inadvertently did not report the May 10, 2021 conversion of 81,102 shares of Class B common stock to Class A common stock. Accordingly, each filing previously made for the reporting person after May 10, 2021 should be read to include an additional 81,102 shares of Class A common stock as held directly by the reporting person in column 5 of Table I. On September 29, 2021, the Reporting person filed a Form 4 which erroneously included an exercise of options and conversion of shares of Class B common stock to Class A common stock on each of September 27, 2021, September 28, 2021 and September 29, 2021, and the subsequent sale of such shares. This Form 4/A has been filed to report that the exercise of options and related conversion of shares of Class B common stock did not occur. This Form 4/A shows the six sales of Class A shares that did occur on such dates. On September 29, 2021, the Reporting Person filed a Form 4 which, due to a scrivener's error, stated the price in Box 4 of Table 1 for 21,571 shares of common stock sold on September, 27, 2021 as $21.571 per share. This has been corrected to show the correct per share price of $25.5171.