Mat Ishbia 的 Form 4 申報
UWM Holdings Corp（UWMC），2026/3/2 申報
- 申報編號
- 0001841794-26-000032
- 申報時間
- 2026/3/2 16:35 ET
- 交易日
- 2026/2/26-3/2
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $834.8 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mat IshbiaCIK 0001841794 | 董事、高階主管（總裁、執行長）、持股 10% 以上大股東 |
| SFS Holding CorpCIK 0001842002 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/2/26 | Class A Common Stock | S賣出處分 | −632,874 | $4.40F2 | −$2,784,645.6 | 2,697,785 | 間接 | |
| 2026/2/27 | Class A Common Stock | M行使選擇權取得 | +180,737 | $4.41 | +$797,050.17 | 460,726 | 直接 | |
| 2026/2/27 | Class A Common Stock | F扣股繳稅處分 | −52,595 | $4.41 | −$231,943.95 | 408,131 | 直接 | |
| 2026/2/27 | Class A Common Stock | S賣出處分 | −632,874 | $4.44F7 | −$2,809,960.56 | 2,064,911 | 間接 | |
| 2026/3/2 | Class A Common Stock | C轉換取得 | +6,600,000 | –F8 | – | 8,664,911 | 間接 | |
| 2026/3/2 | Class A Common Stock | S賣出處分 | −632,874 | $4.35F9 | −$2,753,001.9 | 8,032,037 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/2/27 | Class A Common Stock | M行使選擇權處分 | −180,737 | $0.00 | $0 | 0 | 直接 | |
| 2026/3/2 | Class A Common Stock | C轉換處分 | −6,600,000 | $0.00 | $0 | 1,298,482,620 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.15 to $4.55 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.41 to $4.57 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.22 to $4.46 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。