Mat Ishbia 的 Form 4 申報
UWM Holdings Corp（UWMC），2025/11/17 申報
- 申報編號
- 0001841794-25-000112
- 申報時間
- 2025/11/17 17:09 ET
- 交易日
- 2025/11/13-11/17
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 4 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $913.6 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mat IshbiaCIK 0001841794 | 董事、高階主管（總裁、執行長）、持股 10% 以上大股東 |
| SFS Holding CorpCIK 0001842002 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/11/13 | Class A Common Stock | S賣出處分 | −596,356 | $5.27F2 | −$3,142,796.12 | 2,058,120 | 間接 | |
| 2025/11/14 | Class A Common Stock | S賣出處分 | −596,356 | $5.11F4 | −$3,047,379.16 | 1,461,764 | 間接 | |
| 2025/11/17 | Class A Common Stock | C轉換取得 | +6,800,000 | –F5 | – | 8,261,764 | 間接 | |
| 2025/11/17 | Class A Common Stock | S賣出處分 | −596,356 | $4.94F6 | −$2,945,998.64 | 7,665,408 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/11/17 | Class A Common Stock | C轉換處分 | −6,800,000 | $0.00 | $0 | 1,338,282,620 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.13 to $5.53 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.02 to $5.17 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.83 to $5.10 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。