Newhouse Broadcasting Corp 的 Form 4 申報
Charter Communications, Inc.（CHTR），2023/3/21 申報
- 申報編號
- 0001839882-23-007218
- 申報時間
- 2023/3/21 14:00 ET
- 交易日
- 2023/3/17
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 2 筆衍生性交易。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Newhouse Broadcasting CorpCIK 0000914545 | 董事、持股 10% 以上大股東 |
| Advance Publications, IncCIK 0000914546 | 董事、持股 10% 以上大股東 |
| Advance/Newhouse PartnershipCIK 0001106770 | 董事、持股 10% 以上大股東 |
| Advance Long-Term Management TrustCIK 0001455381 | 董事、持股 10% 以上大股東 |
| Newhouse Family Holdings, L.P.CIK 0001455383 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.
表 II 有 2 筆交易的價格引用這則附註。
- F2
On March 17, 2023, A/N early terminated a portion of the Transactions, with expiration dates running from August 12, 2024 to September 5, 2024, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 1,000,000 shares of Class A Common Stock, and, in connection with this termination, 1,000,000 Units were released from the related pledge. Pursuant to this termination, the unaffiliated bank counterparty paid $93,694,100.00 in cash to A/N.
表 II 有 2 筆交易的價格引用這則附註。
備註
Each of Newhouse Broadcasting Corporation, Advance Publications, Inc., Newhouse Family Holdings, L.P. and Advance Long-Term Management Trust may be deemed to beneficially own the call options and put options held by A/N and reported in Table II due to their control of A/N.