Considine Terry 的 Form 4/A 修正申報
修正Apartment Investment & Management Co（AIV），2021/8/23 申報
- 申報編號
- 0001834606-21-000050
- 申報時間
- 2021/8/23
- 交易日
- 2021/3/25-3/29
- 申報延遲
- 151 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/3/29
這份申報列了 3 筆非衍生性交易。公開市場買進合計 $175.9 萬。交易後 151 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Considine TerryCIK 0001229384 | 董事、董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 6,560,072 shares, partnership units, and options, the details of which are more fully described in footnotes 2, 3, 4, 5, and 7 below.
- F2
The reporting person holds 184,745 shares directly. In addition, the reporting person holds 2,439,557 common partnership units and equivalents in AIMCO OP L.P. ("OP Units"). The 2,439,557 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The reporting person also holds 114,768 LTIP Units and 413,231 LTIPII Units.
- F3
In addition, as part of his overall equity stake, the reporting person holds 1,722,490 unvested OP Units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based OP Units.
- F4
In addition, as part of his overall equity stake, the reporting person holds 750,557 stock options, which are vested and exercisable.
- F5
Held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- F6
This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.735 to $5.84. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- F8
This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.935 to $5.95. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.79 to $5.91. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.
表 I 有 1 筆交易的價格引用這則附註。