Ashish Arora 的 Form 4/A 修正申報
修正Cricut, Inc.（CRCT），2024/8/19 申報
- 申報編號
- 0001828962-24-000108
- 申報時間
- 2024/8/19
- 交易日
- 2024/8/15
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2024/8/16
這份申報列了 1 筆非衍生性交易、1 筆衍生性交易。沿用原件裡沒有重述的 5 筆交易。公開市場賣出合計 $76.7 萬。交易後 4 天申報。
這份修正申報重述了 0001828962-24-000106（2024/8/16 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Ashish AroraCIK 0001851564 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/15 | Class A Common Stock | C轉換取得 | +8,613 | –F1 | – | 2,539,450 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/15 | Class A Common Stock | C轉換處分 | −8,613 | $0.00 | $0 | 25,114,683 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001828962-24-000106（2024/8/16 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/14 | Class A Common Stock | S賣出處分 | −57,493 | $5.86F1 | −$336,908.98 | 2,539,450 | 直接 | |
| 2024/8/15 | Class A Common Stock | S賣出處分 | −33,610 | $5.99F2 | −$201,323.9 | 2,505,840 | 直接 | |
| 2024/8/16 | Class A Common Stock | C轉換取得 | +38,495 | –F3 | – | 2,544,335 | 直接 | |
| 2024/8/16 | Class A Common Stock | S賣出處分 | −38,495 | $5.94F4 | −$228,660.3 | 2,505,840 | 直接 |
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/16 | Class A Common Stock | C轉換處分 | −38,495 | $0.00 | $0 | 25,084,801 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F1
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.765 to $6.115, inclusive. The reporting person undertakes to provide to Cricut Inc., any security holder of Cricut Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.92 to $6.08, inclusive. The reporting person undertakes to provide to Cricut Inc., any security holder of Cricut Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The conversion transactions reported herein are exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.865 to $6.03, inclusive. The reporting person undertakes to provide to Cricut Inc., any security holder of Cricut Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This amendment to Form 4 is being filed to reflect the conversion of 8,613 shares of Class B Common Stock to Class A Common Stock on August 15, 2024. No other transactions reported in the original Form 4 are being re-reported herein. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The conversion transactions reported herein are exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
表 I 有 1 筆交易的價格引用這則附註。