Sinanyan Tigran 的 Form 4 申報
MediaAlpha, Inc.（MAX），2021/9/2 申報
- 申報編號
- 0001818383-21-000093
- 申報時間
- 2021/9/2
- 交易日
- 2021/8/30-9/1
- 申報延遲
- 3 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $6.83 萬。交易後 3 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Sinanyan TigranCIK 0001830003 | 高階主管（見申報備註） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/30 | Class A Common Stock | S賣出處分 | −1,190 | $22.79F2 | −$27,120.1 | 32,589 | 直接 | |
| 2021/8/30 | Class A Common Stock | S賣出處分 | −310 | $23.51F3 | −$7,288.1 | 32,279 | 直接 | |
| 2021/8/31 | Class A Common Stock | S賣出處分 | −439 | $22.15F4 | −$9,723.85 | 31,840 | 直接 | |
| 2021/8/31 | Class A Common Stock | S賣出處分 | −1,061 | $22.74F5 | −$24,127.14 | 30,779 | 直接 | |
| 2021/9/1 | Class A Common Stock | M行使選擇權取得 | +12,000 | $0.00F6 | $0 | 42,779 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/1 | Class A Common Stock | M行使選擇權處分 | −12,000 | $0.00F6 | $0 | 358,334 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Reflects the weighted-average sale price for shares sold in multiple transactions at prices ranging from $22.56 to $22.92 per share. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Reflects the weighted-average sale price for shares sold in multiple transactions at prices ranging from $23.17 to $23.95 per share. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects the weighted-average sale price for shares sold in multiple transactions at prices ranging from $21.89 to $22.50 per share. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects the weighted-average sale price for shares sold in multiple transactions at prices ranging from $22.51 to $23.00 per share. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
On September 1, 2021, the Reporting Person exchanged 12,000 Class B-1 Units of QL Holdings LLC (the "Class B-1 Units"), along with 12,000 shares of Class B Common Stock (the "Class B Common Stock") for shares of Class A Common Stock on a one-for-one basis.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
備註
CHIEF FINANCIAL OFFICER AND TREASURER