McCabe Michael I 的 Form 4 申報
StepStone Group Inc.（STEP），2024/12/4 申報
- 申報編號
- 0001796022-24-000096
- 申報時間
- 2024/12/4
- 交易日
- 2024/12/2-12/3
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $39.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| McCabe Michael ICIK 0001822880 | 董事、高階主管（Head of Strategy）、其他：See remarks |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/12/2 | Class A Common Stock | C轉換取得 | +500,000 | –F2 | – | 690,516 | 直接 | |
| 2024/12/2 | Class B Common Stock | D交回公司處分 | −500,000 | $0.00 | $0 | 1,906,142 | 直接 | |
| 2024/12/2 | Class A Common Stock | C轉換取得 | +250,000 | –F2 | – | 250,000 | 間接 | |
| 2024/12/2 | Class B Common Stock | D交回公司處分 | −250,000 | $0.00 | $0 | 937,416 | 間接 | |
| 2024/12/3 | Class A Common Stock | S賣出處分 | −2,200 | $64.34F4 | −$141,548 | 247,800 | 間接 | |
| 2024/12/3 | Class A Common Stock | S賣出處分 | −4,000 | $64.25F5 | −$257,000 | 686,516 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.
表 I 有 2 筆、表 II 有 2 筆交易的價格引用這則附註。
- F4
The sales reported in this Form 4 were effected in multiple trades at prices ranging from $64.06 to $64.68. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The sales reported in this Form 4 were effected in multiple trades at prices ranging from $64.00 to $64.85. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
備註
Member of 13D group that owns more than 10%