Hart Scott W 的 Form 4 申報
StepStone Group Inc.（STEP），2024/12/4 申報
- 申報編號
- 0001796022-24-000094
- 申報時間
- 2024/12/4
- 交易日
- 2024/12/2-12/4
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 7 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $377.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hart Scott WCIK 0001821974 | 董事、高階主管（執行長）、其他：See remarks |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/12/2 | Class A Common Stock | C轉換取得 | +180,000 | –F1 | – | 180,000 | 間接 | |
| 2024/12/2 | Class B Common Stock | D交回公司處分 | −180,000 | $0.00 | $0 | 3,061,782 | 間接 | |
| 2024/12/3 | Class A Common Stock | S賣出處分 | −19,291 | $63.11F2 | −$1,217,455.01 | 160,709 | 間接 | |
| 2024/12/3 | Class A Common Stock | S賣出處分 | −2,700 | $64.15F3 | −$173,205 | 158,009 | 間接 | |
| 2024/12/3 | Class A Common Stock | S賣出處分 | −100 | $64.85 | −$6,485 | 157,909 | 間接 | |
| 2024/12/4 | Class A Common Stock | S賣出處分 | −37,509 | $62.80F4 | −$2,355,565.2 | 120,400 | 間接 | |
| 2024/12/4 | Class A Common Stock | S賣出處分 | −400 | $63.48F5 | −$25,392 | 120,000 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/12/2 | Class A Common Stock | C轉換處分 | −180,000 | –F6 | – | 3,061,782 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On December 2, 2024, the Reporting Person exchanged 180,000 Class B Units of StepStone Group LP (the "Partnership") for 180,000 shares of Class A Common Stock. In connection with the exchange, 180,000 shares of Class B Common Stock were automatically redeemed and cancelled.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The sales reported in this Form 4 were effected in multiple trades at prices ranging from $62.73 to $63.71. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The sales reported in this Form 4 were effected in multiple trades at prices ranging from $63.74 to $64.70. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The sales reported in this Form 4 were effected in multiple trades at prices ranging from $62.22 to $63.15. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The sales reported in this Form 4 were effected in multiple trades at prices ranging from $63.38 to $63.60. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.
表 II 有 1 筆交易的價格引用這則附註。
備註
Member of 13D Group that owns more than 10%