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Lim James 的 Form 4 申報

StepStone Group Inc.(STEP),2022/11/10 申報

申報編號
0001796022-22-000058
申報時間
2022/11/10
交易日
2022/11/8-11/10
申報延遲
2 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $1,504 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Lim JamesCIK 0001543577持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/11/8Class A Common StockS賣出處分−30,000$29.65F1−$889,5007,383,886間接
2022/11/9Class A Common StockS賣出處分−34,000$29.31F2−$996,5407,349,886間接
2022/11/10Class A Common StockS賣出處分−436,000$30.18F3−$13,158,4806,913,886間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The sales reported in this Form 4 were effected in multiple trades at prices ranging from $29.39 to $29.97. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F2

The sales reported in this Form 4 were effected in multiple trades at prices ranging from $28.85 to $29.66. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

The sales reported in this Form 4 were effected in multiple trades at prices ranging from $29.77 to $31.18. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)