McCabe Michael I 的 Form 4 申報
StepStone Group Inc.（STEP），2021/10/18 申報
- 申報編號
- 0001796022-21-000078
- 申報時間
- 2021/10/18
- 交易日
- 2021/10/14-10/18
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $179.4 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| McCabe Michael ICIK 0001822880 | 董事、高階主管（Head of Strategy）、其他：See remarks |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/14 | Class A Common Stock | S賣出處分 | −2,737 | $43.02F1 | −$117,745.74 | 97,263 | 直接 | |
| 2021/10/14 | Class A Common Stock | S賣出處分 | −2,700 | $43.02F1 | −$116,154 | 97,300 | 間接 | |
| 2021/10/15 | Class A Common Stock | S賣出處分 | −13,966 | $43.23F2 | −$603,750.18 | 83,297 | 直接 | |
| 2021/10/15 | Class A Common Stock | S賣出處分 | −13,933 | $43.23F3 | −$602,323.59 | 83,367 | 間接 | |
| 2021/10/18 | Class A Common Stock | S賣出處分 | −4,100 | $43.06F4 | −$176,546 | 79,197 | 直接 | |
| 2021/10/18 | Class A Common Stock | S賣出處分 | −4,128 | $43.04F5 | −$177,669.12 | 79,239 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $43.09. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 2 筆交易的價格引用這則附註。
- F2
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $43.92. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $43.93. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $43.34. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $43.19. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
備註
Member of 13D Group that owns more than 10%