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Griffith Curtis C 的 Form 4 申報

South Plains Financial, Inc.(SPFI),2023/6/15 申報

申報編號
0001775195-23-000002
申報時間
2023/6/15
交易日
2023/6/13-6/14
申報延遲
2 天
10b5-1 計畫
沒有勾選

這份申報列了 2 筆非衍生性交易。公開市場買進合計 $7.21 萬。交易後 2 天申報。

這份申報後來被修正申報 0001775195-23-000003(2023/6/15)取代,網站的交易表改用修正後的版本。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Griffith Curtis CCIK 0001775195董事、高階主管(董事長、執行長)、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/6/13Common StockP買進取得+1,500$23.82F1+$35,7301,536,763直接
2023/6/14Common StockP買進取得+1,500$24.24F4+$36,3601,538,263直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $23.77to $23.83 per share. The Reporting Person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F4

The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $24.22to $24.25 per share. The Reporting Person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)