Dudum Andrew 的 Form 4/A 修正申報
修正Hims & Hers Health, Inc.（HIMS），2024/12/17 申報
- 申報編號
- 0001773751-24-000403
- 申報時間
- 2024/12/17
- 交易日
- 2024/12/13-12/17
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
- 原始申報日
- 2024/12/17
這份申報列了 13 筆非衍生性交易、11 筆衍生性交易。公開市場賣出合計 $624.5 萬。交易後 4 天申報。
這份修正申報取代了 0001773751-24-000394（2024/12/17 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Dudum AndrewCIK 0001837796 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/12/13 | Class A Common Stock | M行使選擇權取得 | +176,308 | –F1 | – | 209,810 | 直接 | |
| 2024/12/13 | Class A Common Stock | F扣股繳稅處分 | −97,062 | $30.02 | −$2,913,801.24 | 112,748 | 直接 | |
| 2024/12/16 | Class A Common Stock | S賣出處分 | −2,792 | $28.87F4 | −$80,605.04 | 109,956 | 直接 | |
| 2024/12/16 | Class A Common Stock | S賣出處分 | −31,934 | $28.89F5 | −$922,573.26 | 538,464 | 間接 | |
| 2024/12/16 | Class A Common Stock | S賣出處分 | −15,600 | $29.78F6 | −$464,568 | 522,864 | 間接 | |
| 2024/12/16 | Class A Common Stock | M行使選擇權取得 | +17,001 | $2.43 | +$41,312.43 | 126,957 | 直接 | |
| 2024/12/16 | Class A Common Stock | S賣出處分 | −17,001 | $28.78F7 | −$489,288.78 | 109,956 | 直接 | |
| 2024/12/16 | Class A Common Stock | M行使選擇權取得 | +16,667 | $2.43 | +$40,500.81 | 126,623 | 直接 | |
| 2024/12/16 | Class A Common Stock | S賣出處分 | −16,667 | $28.79F8 | −$479,842.93 | 109,956 | 直接 | |
| 2024/12/16 | Class A Common Stock | M行使選擇權取得 | +41,667 | $2.43 | +$101,250.81 | 151,623 | 直接 | |
| 2024/12/16 | Class A Common Stock | S賣出處分 | −41,667 | $30.35F9 | −$1,264,593.45 | 109,956 | 直接 | |
| 2024/12/17 | Class A Common Stock | S賣出處分 | −68,707 | $32.01F10 | −$2,199,311.07 | 41,249 | 直接 | |
| 2024/12/17 | Class A Common Stock | S賣出處分 | −10,539 | $32.63F11 | −$343,887.57 | 30,710 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/12/13 | Class A Common Stock | M行使選擇權處分 | −35,446 | $0.00 | $0 | 319,019 | 直接 | |
| 2024/12/13 | Class A Common Stock | M行使選擇權處分 | −35,242 | $0.00 | $0 | 176,210 | 直接 | |
| 2024/12/13 | Class A Common Stock | M行使選擇權處分 | −7,330 | $0.00 | $0 | 7,330 | 直接 | |
| 2024/12/13 | Class A Common Stock | M行使選擇權處分 | −107 | $0.00 | $0 | 108 | 直接 | |
| 2024/12/13 | Class A Common Stock | M行使選擇權處分 | −3,575 | $0.00 | $0 | 3,576 | 直接 | |
| 2024/12/13 | Class A Common Stock | M行使選擇權處分 | −1,789 | $0.00 | $0 | 1,789 | 直接 | |
| 2024/12/13 | Class A Common Stock | M行使選擇權處分 | −18,289 | $0.00 | $0 | 18,289 | 直接 | |
| 2024/12/13 | Class A Common Stock | M行使選擇權處分 | −74,530 | $0.00 | $0 | 968,888 | 直接 | |
| 2024/12/16 | Class A Common Stock | M行使選擇權處分 | −17,001 | $0.00 | $0 | 187,015 | 直接 | |
| 2024/12/16 | Class A Common Stock | M行使選擇權處分 | −16,667 | $0.00 | $0 | 1,606,402 | 直接 | |
| 2024/12/16 | Class A Common Stock | M行使選擇權處分 | −41,667 | $0.00 | $0 | 1,564,735 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The shares of Class A Common Stock were withheld by the issuer to cover tax withholding obligations in connection with the reported vesting and settlement of RSUs.
- F3
The stock option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on August 28, 2024 by the Reporting Person.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $28.68 - $29.03. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $28.51 - $29.50. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $29.505 - $30.22. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $28.50 - $29.12. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $28.51 - $29.21. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $30.00 - $30.72. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $31.58 - $32.56. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $32.58 - $32.77. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The Form 4 is being amended to add holdings that were omitted in error in the original filing. No transactions occurred in these holdings.
- F13
The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), with the first such vesting date on June 15, 2023.
- F14
The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on each Company Quarterly Vesting Date occurring on or after June 15, 2022.
- F15
The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on each Company Quarterly Vesting Date occurring on or after March 15, 2021.
- F16
The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), with the first such vesting date on June 15, 2024.
- F17
Prior to the Company's business combination transaction in 2021, the option represented the right to purchase 7,166,182 shares of Hims, Inc. with an exercise price of $1.10. Following the Company's business combination transaction in 2021, the option converted into the right to purchase 3,246,139 shares of the Company with an exercise price of $2.43. 100% of the shares subject to the option vested upon certain specified thresholds met in 2021.
- F18
The Stock Option was received in exchange for an option to purchase 3,583,091 shares of Class A Common Stock of Hims, Inc., with an exercise price of $1.10, in connection with the Merger. 1/48 of the shares subject to the Stock Option vest when the Reporting Person completes each month of continuous Service beginning March 13, 2020.