Dudum Andrew 的 Form 4 申報
Hims & Hers Health, Inc.(HIMS),2023/12/29 申報
- 申報編號
- 0001773751-23-000323
- 申報時間
- 2023/12/29
- 交易日
- 2023/12/27-12/29
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $49.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Dudum AndrewCIK 0001837796 | 董事、高階主管(執行長)、持股 10% 以上大股東 |
非衍生性證券(表 I)
普通股等股票的取得與處分,每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/27 | Class A Common Stock | M行使選擇權取得 | +7,700 | $2.43 | +$18,711 | 59,353 | 直接 | |
| 2023/12/27 | Class A Common Stock | S賣出處分 | −7,700 | $9.02F2 | −$69,454 | 51,653 | 直接 | |
| 2023/12/28 | Class A Common Stock | M行使選擇權取得 | +25,750 | $2.43 | +$62,572.5 | 77,403 | 直接 | |
| 2023/12/28 | Class A Common Stock | S賣出處分 | −25,750 | $9.01F3 | −$232,007.5 | 51,653 | 直接 | |
| 2023/12/29 | Class A Common Stock | M行使選擇權取得 | +21,432 | $2.43 | +$52,079.76 | 73,085 | 直接 | |
| 2023/12/29 | Class A Common Stock | S賣出處分 | −21,432 | $9.06F4 | −$194,173.92 | 51,653 | 直接 |
衍生性證券(表 II)
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/27 | Class A Common Stock | M行使選擇權處分 | −7,700 | $0.00 | $0 | 2,980,064 | 直接 | |
| 2023/12/28 | Class A Common Stock | M行使選擇權處分 | −25,750 | $0.00 | $0 | 2,954,314 | 直接 | |
| 2023/12/29 | Class A Common Stock | M行使選擇權處分 | −21,432 | $0.00 | $0 | 2,932,882 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $9.00 - $9.075. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $9.00 - $9.035. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $9.01 - $9.12. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。