Johnson larsh 的 Form 4/A 修正申報
修正Stem, Inc.（STEM），2022/11/17 申報
- 申報編號
- 0001758766-22-000189
- 申報時間
- 2022/11/17
- 交易日
- 2022/11/14-11/15
- 申報延遲
- 3 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/11/16
這份申報列了 2 筆非衍生性交易。公開市場賣出合計 $34.9 萬。交易後 3 天申報。
這份修正申報取代了 0001758766-22-000188（2022/11/16 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Johnson larshCIK 0001864717 | 高階主管（技術長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.35 to $13.51. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Also reflects shares previously disclosed as directly owned by the Reporting Person. In September, 2022, the Reporting person transferred 132,456 shares of common stock to the Trust, of which the Reporting Person is a trustee.
- F3
Shares held by trust for which the Reporting Person is a trustee.
- F4
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.07 to $14.81. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Due to an error, the Reporting Person's direct holdings were previously reported as indirect holdings, and overstated by 288 shares.
備註
This amendment is being filed to correct an error in the direct holdings of the Reporting Person as reported in the Form 4 filed on November 16, 2022. Line three has been added and the footnotes have been revised in this Form 4/A.