Malloy Brian J 的 Form 4 申報
Carpenter Technology Corp（CRS），2025/12/11 申報
- 申報編號
- 0001756183-25-000003
- 申報時間
- 2025/12/11
- 交易日
- 2025/12/9-12/11
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 27 筆非衍生性交易、7 筆衍生性交易。公開市場賣出合計 $2,300 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Malloy Brian JCIK 0001756183 | 高階主管（總裁、營運長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/12/9 | Common Stock | G贈與處分 | −3,300 | –F1 | – | 75,573.25 | 直接 | |
| 2025/12/9 | Common Stock | M行使選擇權取得 | +5,774 | $39.02 | +$225,301.48 | 81,347.25 | 直接 | |
| 2025/12/9 | Common Stock | M行使選擇權取得 | +25,168 | $39.02 | +$982,055.36 | 106,515.25 | 直接 | |
| 2025/12/9 | Common Stock | S賣出處分 | −6,741 | $303.74F3 | −$2,047,511.34 | 99,774.25 | 直接 | |
| 2025/12/9 | Common Stock | S賣出處分 | −7,326 | $304.52F4 | −$2,230,913.52 | 92,448.25 | 直接 | |
| 2025/12/9 | Common Stock | S賣出處分 | −5,061 | $305.65F5 | −$1,546,894.65 | 87,387.25 | 直接 | |
| 2025/12/9 | Common Stock | S賣出處分 | −1,904 | $306.46F6 | −$583,499.84 | 85,483.25 | 直接 | |
| 2025/12/9 | Common Stock | S賣出處分 | −980 | $307.68F7 | −$301,526.4 | 84,503.25 | 直接 | |
| 2025/12/9 | Common Stock | S賣出處分 | −741 | $308.61F8 | −$228,680.01 | 83,762.25 | 直接 | |
| 2025/12/9 | Common Stock | S賣出處分 | −1,089 | $310.20F9 | −$337,807.8 | 82,673.25 | 直接 | |
| 2025/12/9 | Common Stock | S賣出處分 | −3,193 | $307.99F10 | −$983,412.07 | 79,480.25 | 直接 | |
| 2025/12/9 | Common Stock | S賣出處分 | −605 | $308.53F11 | −$186,660.65 | 78,875.25 | 直接 | |
| 2025/12/10 | Common Stock | M行使選擇權取得 | +31,813 | $39.02 | +$1,241,343.26 | 110,688.25 | 直接 | |
| 2025/12/10 | Common Stock | M行使選擇權取得 | +5,505 | $40.43 | +$222,567.15 | 116,193.25 | 直接 | |
| 2025/12/10 | Common Stock | M行使選擇權取得 | +4,276 | $58.94 | +$252,027.44 | 120,469.25 | 直接 | |
| 2025/12/10 | Common Stock | M行使選擇權取得 | +2,094 | $44.13 | +$92,408.22 | 122,563.25 | 直接 | |
| 2025/12/10 | Common Stock | S賣出處分 | −1,600 | $300.25F12 | −$480,400 | 120,963.25 | 直接 | |
| 2025/12/10 | Common Stock | S賣出處分 | −3,287 | $301.65F13 | −$991,523.55 | 117,676.25 | 直接 | |
| 2025/12/10 | Common Stock | S賣出處分 | −5,545 | $302.62F14 | −$1,678,027.9 | 112,131.25 | 直接 | |
| 2025/12/10 | Common Stock | S賣出處分 | −5,681 | $303.45F15 | −$1,723,899.45 | 106,450.25 | 直接 | |
| 2025/12/10 | Common Stock | S賣出處分 | −6,108 | $304.47F16 | −$1,859,702.76 | 100,342.25 | 直接 | |
| 2025/12/10 | Common Stock | S賣出處分 | −11,894 | $305.55F17 | −$3,634,211.7 | 88,448.25 | 直接 | |
| 2025/12/10 | Common Stock | S賣出處分 | −9,473 | $306.41F18 | −$2,902,621.93 | 78,975.25 | 直接 | |
| 2025/12/10 | Common Stock | S賣出處分 | −100 | $307.45 | −$30,745 | 78,875.25 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +4,130 | $44.13 | +$182,256.9 | 83,005.25 | 直接 | |
| 2025/12/11 | Common Stock | S賣出處分 | −2,000 | $303.00 | −$606,000 | 81,005.25 | 直接 | |
| 2025/12/11 | Common Stock | S賣出處分 | −2,130 | $304.00 | −$647,520 | 78,875.25 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/12/9 | Common Stock | M行使選擇權處分 | −5,774 | –F20 | – | 0 | 直接 | |
| 2025/12/9 | Common Stock | M行使選擇權處分 | −25,168 | –F20 | – | 31,813 | 直接 | |
| 2025/12/10 | Common Stock | M行使選擇權處分 | −31,813 | –F20 | – | 0 | 直接 | |
| 2025/12/10 | Common Stock | M行使選擇權處分 | −5,505 | –F20 | – | 0 | 直接 | |
| 2025/12/10 | Common Stock | M行使選擇權處分 | −4,276 | –F20 | – | 0 | 直接 | |
| 2025/12/10 | Common Stock | M行使選擇權處分 | −2,094 | –F20 | – | 4,130 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −4,130 | –F20 | – | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This is a gift in the form of a charitable contribution.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $303.11 per share to a high of $304.10 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $304.11 per share to a high of $305.10 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $305.11 per share to a high of $306.10 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $306.15 per share to a high of $307.11 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $307.26 per share to a high of $307.85 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $308.31 per share to a high of $309.21 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $310.01 per share to a high of $310.60 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $307.44 per share to a high of $308.40 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $308.48 per share to a high of $308.59 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $300.00 per share to a high of $300.86 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $301.05 per share to a high of $302.04 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $302.05 per share to a high of $303.04 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $303.05 per share to a high of $304.01 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F16
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $304.05 per share to a high of $305.04 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F17
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $305.05 per share to a high of $306.04 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F18
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $306.05 per share to a high of $307.00 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F20
The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.
表 II 有 7 筆交易的價格引用這則附註。