Sibling Capital Fund II-A L.P. 的 Form 4 申報
Tricida, Inc.（TCDA），2022/8/16 申報
- 申報編號
- 0001744981-22-000003
- 申報時間
- 2022/8/16 20:02 ET
- 交易日
- 2022/8/12-8/16
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易。公開市場賣出合計 $384.7 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Sibling Capital Fund II-A L.P.CIK 0001593693 | 持股 10% 以上大股東、其他：possible member of 10% group |
| Sibling Capital Fund II-B L.P.CIK 0001629421 | 持股 10% 以上大股東、其他：possible member of 10% group |
| Sibling Capital Fund II-C L.P.CIK 0001680279 | 持股 10% 以上大股東、其他：possible member of 10% group |
| Sibling Capital Ventures LLCCIK 0001744971 | 持股 10% 以上大股東、其他：possible member of 10% group |
| Sibling Capital Ventures II LLCCIK 0001744973 | 持股 10% 以上大股東、其他：possible member of 10% group |
| Sibling Capital Ventures III LLCCIK 0001744974 | 持股 10% 以上大股東、其他：possible member of 10% group |
| Isern Brian M.CIK 0001744981 | 持股 10% 以上大股東、其他：possible member of 10% group |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/12 | Common Stock | S賣出處分 | −32,220 | $13.50F1 | −$434,970 | 738,276 | 間接 | |
| 2022/8/12 | Common Stock | S賣出處分 | −111,696 | $13.50F1 | −$1,507,896 | 2,637,683 | 間接 | |
| 2022/8/12 | Common Stock | S賣出處分 | −70,884 | $13.50F1 | −$956,934 | 1,724,098 | 間接 | |
| 2022/8/15 | Common Stock | S賣出處分 | −5,601 | $13.42F2 | −$75,165.42 | 732,675 | 間接 | |
| 2022/8/15 | Common Stock | S賣出處分 | −19,416 | $13.42F2 | −$260,562.72 | 2,618,267 | 間接 | |
| 2022/8/15 | Common Stock | S賣出處分 | −12,322 | $13.42F2 | −$165,361.24 | 1,711,776 | 間接 | |
| 2022/8/16 | Common Stock | S賣出處分 | −4,920 | $13.59F3 | −$66,862.8 | 727,755 | 間接 | |
| 2022/8/16 | Common Stock | S賣出處分 | −17,056 | $13.59F3 | −$231,791.04 | 2,601,211 | 間接 | |
| 2022/8/16 | Common Stock | S賣出處分 | −10,824 | $13.59F3 | −$147,098.16 | 1,700,952 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.29 to $13.63, inclusive. Each Reporting Person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
表 I 有 3 筆交易的價格引用這則附註。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.15 to $13.75, inclusive.
表 I 有 3 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.44 to $13.74, inclusive.
表 I 有 3 筆交易的價格引用這則附註。