Unterseher Loren A 的 Form 4 申報
SkyWater Technology, LLC(SKYT),2026/7/31 申報
- 申報編號
- 0001741560-26-000008
- 申報時間
- 2026/7/31 10:16 ET
- 交易日
- 2026/7/28-7/31
- 申報延遲
- 3 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 14 筆非衍生性交易。交易後 3 天才申報,超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Unterseher Loren ACIK 0001741560 | 董事、持股 10% 以上大股東 |
| CMI Oxbow Partners, LLCCIK 0001857392 | 董事、持股 10% 以上大股東 |
| Oxbow Industries, LLCCIK 0001857514 | 董事、持股 10% 以上大股東 |
非衍生性證券(表 I)
普通股等股票的取得與處分,每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/7/28 | Common Stock | G贈與處分 | −160,321 | $0.00 | $0 | 1,069,543 | 間接 | |
| 2026/7/28 | Common Stock | G贈與取得 | +160,321 | $0.00 | $0 | 812,139 | 間接 | |
| 2026/7/31 | Common Stock | D交回公司處分 | −1,069,543 | –F1 | – | 0 | 間接 | |
| 2026/7/31 | Common Stock | D交回公司處分 | −812,139 | –F1 | – | 0 | 間接 | |
| 2026/7/31 | Common Stock | D交回公司處分 | −23,713 | –F1 | – | 0 | 直接 | |
| 2026/7/31 | Common Stock | D交回公司處分 | −3 | –F1 | – | 0 | 直接 | |
| 2026/7/31 | Common Stock | D交回公司處分 | −4,487,394 | –F1 | – | 0 | 直接 | |
| 2026/7/31 | Common Stock | D交回公司處分 | −4,304 | –F5 | – | 0 | 直接 | |
| 2026/7/31 | Common Stock | D交回公司處分 | −531,283 | –F1 | – | 0 | 間接 | |
| 2026/7/31 | Common Stock | D交回公司處分 | −2 | –F1 | – | 0 | 間接 | |
| 2026/7/31 | Common Stock | D交回公司處分 | −687,811 | –F1 | – | 0 | 間接 | |
| 2026/7/31 | Common Stock | D交回公司處分 | −687,811 | –F1 | – | 0 | 間接 | |
| 2026/7/31 | Common Stock | D交回公司處分 | −687,812 | –F1 | – | 0 | 間接 | |
| 2026/7/31 | Common Stock | D交回公司處分 | −687,812 | –F1 | – | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。
- F1
Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.
表 I 有 11 筆交易的價格引用這則附註。
- F5
Represents restricted stock units relating to shares of SkyWater common stock. Pursuant to the Merger Agreement, prior to the Effective Time, each award of restricted stock units relating to shares of SkyWater common stock held by a non-employee member of SkyWater's board of directors that was outstanding, whether vested or unvested, automatically became fully vested and settled in shares of SkyWater common stock. At the Effective Time, each share of SkyWater common stock automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.
表 I 有 1 筆交易的價格引用這則附註。
備註
AS A RESULT OF THE FIRST MERGER, THE REPORTING PERSON NO LONGER BENEFICIALLY OWNS, DIRECTLY OR INDIRECTLY, ANY SHARES OF SKYWATER COMMON STOCK. AS NOTED IN FOOTNOTE 1, IN THE SECOND MERGER, SKYWATER MERGED WITH AND INTO SKYWATER TECHNOLOGY, LLC (FORMERLY KNOWN AS IRIS MERGER SUBSIDIARY 2 LLC), WITH SKYWATER TECHNOLOGY, LLC SURVIVING THE MERGER.