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Unterseher Loren A 的 Form 4 申報

SkyWater Technology, LLC(SKYT),2026/7/31 申報

申報編號
0001741560-26-000008
申報時間
2026/7/31 10:16 ET
交易日
2026/7/28-7/31
申報延遲
3 天遲報
10b5-1 計畫
沒有勾選

這份申報列了 14 筆非衍生性交易。交易後 3 天才申報,超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Unterseher Loren ACIK 0001741560董事、持股 10% 以上大股東
CMI Oxbow Partners, LLCCIK 0001857392董事、持股 10% 以上大股東
Oxbow Industries, LLCCIK 0001857514董事、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2026/7/28Common StockG贈與處分−160,321$0.00$01,069,543間接
2026/7/28Common StockG贈與取得+160,321$0.00$0812,139間接
2026/7/31Common StockD交回公司處分−1,069,543–F1–0間接
2026/7/31Common StockD交回公司處分−812,139–F1–0間接
2026/7/31Common StockD交回公司處分−23,713–F1–0直接
2026/7/31Common StockD交回公司處分−3–F1–0直接
2026/7/31Common StockD交回公司處分−4,487,394–F1–0直接
2026/7/31Common StockD交回公司處分−4,304–F5–0直接
2026/7/31Common StockD交回公司處分−531,283–F1–0間接
2026/7/31Common StockD交回公司處分−2–F1–0間接
2026/7/31Common StockD交回公司處分−687,811–F1–0間接
2026/7/31Common StockD交回公司處分−687,811–F1–0間接
2026/7/31Common StockD交回公司處分−687,812–F1–0間接
2026/7/31Common StockD交回公司處分−687,812–F1–0間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.

表 I 有 11 筆交易的價格引用這則附註。

F5

Represents restricted stock units relating to shares of SkyWater common stock. Pursuant to the Merger Agreement, prior to the Effective Time, each award of restricted stock units relating to shares of SkyWater common stock held by a non-employee member of SkyWater's board of directors that was outstanding, whether vested or unvested, automatically became fully vested and settled in shares of SkyWater common stock. At the Effective Time, each share of SkyWater common stock automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.

表 I 有 1 筆交易的價格引用這則附註。

備註

AS A RESULT OF THE FIRST MERGER, THE REPORTING PERSON NO LONGER BENEFICIALLY OWNS, DIRECTLY OR INDIRECTLY, ANY SHARES OF SKYWATER COMMON STOCK. AS NOTED IN FOOTNOTE 1, IN THE SECOND MERGER, SKYWATER MERGED WITH AND INTO SKYWATER TECHNOLOGY, LLC (FORMERLY KNOWN AS IRIS MERGER SUBSIDIARY 2 LLC), WITH SKYWATER TECHNOLOGY, LLC SURVIVING THE MERGER.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)