Tan Hock E 的 Form 4 申報
Broadcom Inc.（AVGO），2023/12/22 申報
- 申報編號
- 0001730168-23-000112
- 申報時間
- 2023/12/22
- 交易日
- 2023/12/21
- 申報延遲
- 1 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 12 筆非衍生性交易。公開市場賣出合計 $2,245 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Tan Hock ECIK 0001211588 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/21 | Common Stock, $0.001 par value | S賣出處分 | −847 | $1,115.83F1 | −$945,108.01 | 228,949 | 直接 | |
| 2023/12/21 | Common Stock, $0.001 par value | S賣出處分 | −400 | $1,116.63F2 | −$446,652 | 228,549 | 直接 | |
| 2023/12/21 | Common Stock, $0.001 par value | S賣出處分 | −1,300 | $1,118.10F3 | −$1,453,530 | 227,249 | 直接 | |
| 2023/12/21 | Common Stock, $0.001 par value | S賣出處分 | −2,155 | $1,118.88F4 | −$2,411,186.4 | 225,094 | 直接 | |
| 2023/12/21 | Common Stock, $0.001 par value | S賣出處分 | −2,124 | $1,120.14F5 | −$2,379,177.36 | 222,970 | 直接 | |
| 2023/12/21 | Common Stock, $0.001 par value | S賣出處分 | −2,797 | $1,121.12F6 | −$3,135,772.64 | 220,173 | 直接 | |
| 2023/12/21 | Common Stock, $0.001 par value | S賣出處分 | −1,200 | $1,122.20F7 | −$1,346,640 | 218,973 | 直接 | |
| 2023/12/21 | Common Stock, $0.001 par value | S賣出處分 | −800 | $1,123.27F8 | −$898,616 | 218,173 | 直接 | |
| 2023/12/21 | Common Stock, $0.001 par value | S賣出處分 | −1,852 | $1,124.42F9 | −$2,082,425.84 | 216,321 | 直接 | |
| 2023/12/21 | Common Stock, $0.001 par value | S賣出處分 | −2,071 | $1,125.65F10 | −$2,331,221.15 | 214,250 | 直接 | |
| 2023/12/21 | Common Stock, $0.001 par value | S賣出處分 | −3,931 | $1,126.75F11 | −$4,429,254.25 | 210,319 | 直接 | |
| 2023/12/21 | Common Stock, $0.001 par value | S賣出處分 | −523 | $1,127.21F12 | −$589,530.83 | 209,796 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Transaction executed in multiple trades at prices ranging from $1,115.22 to $1,116.15 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Transaction executed in multiple trades at prices ranging from $1,116.23 to $1,117.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Transaction executed in multiple trades at prices ranging from $1,117.42 to $1,118.30 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Transaction executed in multiple trades at prices ranging from $1,118.46 to $1,119.35 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Transaction executed in multiple trades at prices ranging from $1,119.71 to $1,120.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Transaction executed in multiple trades at prices ranging from $1,120.74 to $1,121.67 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Transaction executed in multiple trades at prices ranging from $1,121.82 to $1,122.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Transaction executed in multiple trades at prices ranging from $1,123.00 to $1,123.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Transaction executed in multiple trades at prices ranging from $1,124.08 to $1,124.93 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Transaction executed in multiple trades at prices ranging from $1,125.09 to $1,126.03 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Transaction executed in multiple trades at prices ranging from $1,126.12 to $1,127.04 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Transaction executed in multiple trades at prices ranging from $1,127.13 to $1,127.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。