Stanford Frederick 的 Form 4 申報
i3 Verticals, Inc.（IIIV），2024/11/29 申報
- 申報編號
- 0001728688-24-000108
- 申報時間
- 2024/11/29
- 交易日
- 2024/11/27
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 4 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $44.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Stanford FrederickCIK 0001737443 | 高階主管（總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/27 | Class A common stock, par value $0.0001 per share | C轉換取得 | +17,577 | –F1 | – | 17,577 | 直接 | |
| 2024/11/27 | Class A common stock, par value $0.0001 per share | S賣出處分 | −14,967 | $25.13F2 | −$376,120.71 | 2,610 | 直接 | |
| 2024/11/27 | Class A common stock, par value $0.0001 per share | S賣出處分 | −2,610 | $26.13F3 | −$68,199.3 | 0 | 直接 | |
| 2024/11/27 | Class B common stock, par value $0.0001 per share | J其他處分 | −17,577 | –F4 | – | 100,000 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/27 | Class A common stock, par value $0.0001 per share | C轉換處分 | −17,577 | –F5 | – | 100,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units").
表 I 有 1 筆交易的價格引用這則附註。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.78 to $25.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.79 to $26.20, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled.
表 II 有 1 筆交易的價格引用這則附註。