Oliver Daniel Jr 的 Form 4/A 修正申報
修正Rise Gold Corp.（RYES），2024/5/3 申報
- 申報編號
- 0001727689-24-000054
- 申報時間
- 2024/5/3 11:06 ET
- 交易日
- 2024/4/29
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2024/5/1
這份申報列了 2 筆非衍生性交易、2 筆衍生性交易。公開市場買進合計 $21.7 萬。交易後 4 天申報。
這份修正申報取代了 0001727689-24-000049（2024/5/1 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Oliver Daniel JrCIK 0001965660 | 董事、持股 10% 以上大股東 |
| Myrmikan Gold Fund, LLCCIK 0001848738 | 持股 10% 以上大股東 |
| Myrmikan Capital, LLCCIK 0001965935 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/29 | Common Stock | P買進取得 | +180,000 | $0.095 | +$17,100 | 180,000 | 直接 | |
| 2024/4/29 | Common Stock | P買進取得 | +2,105,263 | $0.095 | +$199,999.99 | 2,105,263 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/29 | Common Stock | P買進取得 | +90,000 | $0.00 | $0 | 90,000 | 直接 | |
| 2024/4/29 | Common Stock | P買進取得 | +1,052,631 | $0.00 | $0 | 1,052,531 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents a price in Canadian dollars.
- F2
The holder and the issuer have entered into a warrant standstill agreement dated 4-9-24, as amended on April 29, 2024, pursuant to which the holder has agreed not to exercise these warrants. The agreement will remain in effect until terminated upon 61 days' written notice to the issuer from the holder. On that basis, the holder does not beneficially own the common shares underlying the warrants, as defined for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.
- F3
The holder and the issuer have entered into a warrant standstill agreement dated 4-9-24, pursuant to which the holder has agreed not to exercise these warrants. The agreement will remain in effect until terminated upon 61 days' written notice to the issuer from the holder. On that basis, the holder does not beneficially own the common shares underlying the warrants, as defined for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.
- F4
The holder and the issuer have entered into a warrant standstill agreement dated 4-29-24, pursuant to which the holder has agreed not to exercise these warrants. The agreement will remain in effect until terminated upon 61 days' written notice to the issuer from the holder. On that basis, the holder does not beneficially own the common shares underlying the warrants, as defined for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.
備註
This amendment has been filed to delete one holding that was inadvertently incorrectly included in the original filing. As the Manager of Myrmikan Gold Fund, LLC, Myrmikan Capital, LLC shares beneficial ownership over all securities beneficially owned by Myrmikan Gold Fund, LLC.