Jones Mark Evan 的 Form 4/A 修正申報
修正Goosehead Insurance, Inc.（GSHD），2021/7/6 申報
- 申報編號
- 0001726978-21-000122
- 申報時間
- 2021/7/6 15:11 ET
- 交易日
- 2021/7/1
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/7/2
這份申報列了 6 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $851.9 萬。交易後 5 天申報。
這份修正申報取代了 0001726978-21-000120（2021/7/2 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Jones Mark EvanCIK 0001736768 | 董事、高階主管（執行長）、持股 10% 以上大股東、其他：Member of 10% owner group |
| Jones Robyn Mary ElizabethCIK 0001737503 | 董事、持股 10% 以上大股東、其他：Member of 10% owner group |
| Mark & Robyn Jones Descendants Trust 2014CIK 0001736769 | 持股 10% 以上大股東、其他：Member of 10% owner group |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/1 | Class B Common Stock | C轉換處分 | −66,827 | $0.00 | $0 | 10,151,100 | 直接 | |
| 2021/7/1 | Class A Common Stock | C轉換取得 | +66,827 | $0.00 | $0 | 66,827 | 直接 | |
| 2021/7/1 | Class A Common Stock | S賣出處分 | −700 | $124.48F2 | −$87,136 | 66,127 | 直接 | |
| 2021/7/1 | Class A Common Stock | S賣出處分 | −3,002 | $126.10F3 | −$378,552.2 | 63,125 | 直接 | |
| 2021/7/1 | Class A Common Stock | S賣出處分 | −13,948 | $127.09F4 | −$1,772,651.32 | 49,177 | 直接 | |
| 2021/7/1 | Class A Common Stock | S賣出處分 | −49,177 | $127.71F5 | −$6,280,394.67 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/1 | Class A Common Stock | C轉換處分 | −66,827 | $0.00 | $0 | 10,151,100 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Mark & Robyn Jones Descendants Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Mark & Robyn Jones Descendants Trust 2014 and whose immediate family members are beneficiaries of the Mark & Robyn Jones Descendants Trust 2014.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.96 to $124.93, inclusive. The reporting person trust undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.44 to $126.43, inclusive. The reporting person trust undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.45 to $127.44, inclusive. The reporting person trust undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.45 to $128.31, inclusive. The reporting person trust undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Mark Evan Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by his spouse, Robyn Mary Elizabeth Jones, who is independently a reporting person of the issuer.
- F7
Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Robyn Mary Elizabeth Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by her spouse, Mark Evan Jones, who is independently a reporting person of the issuer.
- F8
Reflects shares of Class B Common Stock or LLC Units, as applicable, held indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of various trusts and whose immediate family members are beneficiaries of such trusts.
- F9
Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.
- F10
Does not reflect shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by the reporting person individuals, who are each independently a reporting person of the issuer.
備註
The prior filing incorrectly listed the aggregate shares directly held and held indirectly By Trust in Table 1. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, the Mark and Robyn Jones Descendants Trust 2014.