Sun Anthony Y 的 Form 4/A 修正申報
修正Zentalis Pharmaceuticals, Inc.（ZNTL），2021/12/7 申報
- 申報編號
- 0001725160-21-000236
- 申報時間
- 2021/12/7
- 交易日
- 2021/11/26
- 申報延遲
- 11 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/12/2
這份申報列了 1 筆非衍生性交易。沿用原件裡沒有重述的 16 筆交易。公開市場賣出合計 $162.1 萬。交易後 11 天申報。
這份修正申報重述了 0001725160-21-000232（2021/12/2 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Sun Anthony YCIK 0001377952 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/26 | Common Stock | G贈與處分 | −125,000 | $0.00 | $0 | 103,650 | 間接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001725160-21-000232（2021/12/2 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/26 | Common Stock | G贈與取得 | +125,000 | $0.00 | $0 | 125,000 | 間接 | |
| 2021/12/1 | Common Stock | S賣出處分 | −1,548 | $73.36F3 | −$113,561.28 | 1,123,053 | 直接 | |
| 2021/12/1 | Common Stock | S賣出處分 | −921 | $74.23F4 | −$68,365.83 | 1,122,132 | 直接 | |
| 2021/12/1 | Common Stock | S賣出處分 | −800 | $75.85F5 | −$60,680 | 1,121,332 | 直接 | |
| 2021/12/1 | Common Stock | S賣出處分 | −500 | $77.09F6 | −$38,545 | 1,120,832 | 直接 | |
| 2021/12/1 | Common Stock | S賣出處分 | −396 | $78.59F7 | −$31,121.64 | 1,120,436 | 直接 | |
| 2021/12/1 | Common Stock | S賣出處分 | −3,502 | $79.65F8 | −$278,934.3 | 1,116,934 | 直接 | |
| 2021/12/1 | Common Stock | S賣出處分 | −2,700 | $80.32F9 | −$216,864 | 1,114,234 | 直接 | |
| 2021/12/1 | Common Stock | S賣出處分 | −104 | $81.12 | −$8,436.48 | 1,114,130 | 直接 | |
| 2021/12/2 | Common Stock | S賣出處分 | −311 | $72.76F10 | −$22,628.36 | 1,113,819 | 直接 | |
| 2021/12/2 | Common Stock | S賣出處分 | −1,289 | $73.62F11 | −$94,896.18 | 1,112,530 | 直接 | |
| 2021/12/2 | Common Stock | S賣出處分 | −600 | $74.68F12 | −$44,808 | 1,111,930 | 直接 | |
| 2021/12/2 | Common Stock | S賣出處分 | −500 | $75.99F13 | −$37,995 | 1,111,430 | 直接 | |
| 2021/12/2 | Common Stock | S賣出處分 | −3,824 | $77.36F14 | −$295,824.64 | 1,107,606 | 直接 | |
| 2021/12/2 | Common Stock | S賣出處分 | −3,823 | $77.97F15 | −$298,079.31 | 1,103,783 | 直接 | |
| 2021/12/2 | Common Stock | S賣出處分 | −124 | $78.85F16 | −$9,777.4 | 1,103,659 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F3
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $72.91 to $73.90. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $73.91 to $74.67. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $75.34 to $76.20. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $76.81 to $77.42. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $78.07 to $79.05. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $79.10 to $80.08. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $80.11 to $80.70. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $72.12 to $73.00. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $73.23 to $74.05. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $74.45 to $75.29. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $75.62 to $76.53. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $76.72 to $77.70. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $77.74 to $78.40. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F16
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $78.77 to $79.18. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The Reporting Person's original Form 4 filed on December 2, 2021 contained an error in the form of ownership of the Common Stock gifted to the Hao Jiao Zi Trust LLC by the Reporting Person's spouse on November 26, 2021, and mistakenly indicated that these shares were gifted by the Reporting Person directly. This Form 4/A corrects the error and presents the correct number of shares of common stock beneficially owned by the Reporting Person's spouse and by the Reporting Person directly following the reported transaction.