Williams William Jerryl 的 Form 4 申報
Ameriprise Financial Inc（AMP），2026/7/29 申報
- 申報編號
- 0001724756-26-000012
- 申報時間
- 2026/7/29 16:41 ET
- 交易日
- 2026/7/27-7/28
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 9 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $866.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Williams William JerrylCIK 0001724756 | 高階主管（Pres, Wealth Mgmt Advisor Grp） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/7/27 | Common Stock | M行使選擇權取得 | +3,634 | $126.89 | +$461,118.26 | 20,906.926 | 直接 | |
| 2026/7/27 | Common Stock | F扣股繳稅處分 | −2,131 | $537.08 | −$1,144,506.83 | 18,775.926 | 直接 | |
| 2026/7/27 | Common Stock | S賣出處分 | −7,888 | $537.08F1 | −$4,236,457.07 | 10,887.926 | 直接 | |
| 2026/7/27 | Common Stock | S賣出處分 | −6 | $537.61F2 | −$3,225.64 | 10,881.926 | 直接 | |
| 2026/7/28 | Common Stock | M行使選擇權取得 | +10,948 | $165.41 | +$1,810,908.68 | 21,829.926 | 直接 | |
| 2026/7/28 | Common Stock | F扣股繳稅處分 | −6,840 | $538.01 | −$3,679,988.4 | 14,989.926 | 直接 | |
| 2026/7/28 | Common Stock | S賣出處分 | −4,102 | $538.23 | −$2,207,819.46 | 10,887.926 | 直接 | |
| 2026/7/28 | Common Stock | S賣出處分 | −3,200 | $540.07F3 | −$1,728,220.8 | 7,687.926 | 直接 | |
| 2026/7/28 | Common Stock | S賣出處分 | −908 | $541.90 | −$492,045.2 | 6,779.926 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/7/27 | Common Stock | M行使選擇權處分 | −3,634 | $0.00 | $0 | 0 | 直接 | |
| 2026/7/28 | Common Stock | M行使選擇權處分 | −10,948 | $0.00 | $0 | 2,532 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Reflects the weighted average price of 7,888 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 27, 2026 with sale prices ranging from $536.48 to $537.47 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Reflects the weighted average price of 6 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 27, 2026 with sale prices ranging from $537.54 to $537.62 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Reflects the weighted average price of 3,200 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $539.57 to $540.498 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。