Brown Michael S 的 Form 4 申報
Regeneron Pharmaceuticals, Inc.（REGN），2021/9/15 申報
- 申報編號
- 0001708138-21-000082
- 申報時間
- 2021/9/15
- 交易日
- 2021/9/13
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 20 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $629.0 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Brown Michael SCIK 0001174475 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/13 | Common Stock | M行使選擇權取得 | +2,479 | $380.95 | +$944,375.05 | 3,370 | 直接 | |
| 2021/9/13 | Common Stock | M行使選擇權取得 | +3,613 | $413.33 | +$1,493,361.29 | 6,983 | 直接 | |
| 2021/9/13 | Common Stock | M行使選擇權取得 | +3,612 | $413.33 | +$1,492,947.96 | 10,595 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −100 | $636.74 | −$63,674 | 10,495 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −200 | $637.29F2 | −$127,458 | 10,295 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −676 | $638.64F3 | −$431,720.64 | 9,619 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −203 | $639.20F4 | −$129,757.6 | 9,416 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −100 | $640.77 | −$64,077 | 9,316 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −100 | $641.12 | −$64,112 | 9,216 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −400 | $642.62F5 | −$257,048 | 8,816 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −100 | $643.49 | −$64,349 | 8,716 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −100 | $644.89 | −$64,489 | 8,616 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −100 | $645.66 | −$64,566 | 8,516 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −100 | $646.28 | −$64,628 | 8,416 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −151 | $647.58F6 | −$97,784.58 | 8,265 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −962 | $648.48F7 | −$623,837.76 | 7,303 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −838 | $649.46F8 | −$544,247.48 | 6,465 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −1,800 | $650.40F9 | −$1,170,720 | 4,665 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −3,712 | $651.10F10 | −$2,416,883.2 | 953 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −62 | $652.26 | −$40,440.12 | 891 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/13 | Common Stock | M行使選擇權處分 | −2,479 | $0.00 | $0 | 0 | 直接 | |
| 2021/9/13 | Common Stock | M行使選擇權處分 | −3,613 | $0.00 | $0 | 3,612 | 直接 | |
| 2021/9/13 | Common Stock | M行使選擇權處分 | −3,612 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents volume-weighted average price of sales of 200 shares of Company stock on September 13, 2021 at prices ranging from $637.20 to $637.37. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents volume-weighted average price of sales of 676 shares of Company stock on September 13, 2021 at prices ranging from $638.16 to $638.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents volume-weighted average price of sales of 203 shares of Company stock on September 13, 2021 at prices ranging from $639.09 to $639.32. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents volume-weighted average price of sales of 400 shares of Company stock on September 13, 2021 at prices ranging from $642.36 to $642.79. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents volume-weighted average price of sales of 151 shares of Company stock on September 13, 2021 at prices ranging from $647.42 to $647.88. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents volume-weighted average price of sales of 962 shares of Company stock on September 13, 2021 at prices ranging from $648.30 to $648.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents volume-weighted average price of sales of 838 shares of Company stock on September 13, 2021 at prices ranging from $649.00 to $649.57. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents volume-weighted average price of sales of 1,800 shares of Company stock on September 13, 2021 at prices ranging from $650.19 to $650.76. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Represents volume-weighted average price of sales of 3,712 shares of Company stock on September 13, 2021 at prices ranging from $651.10 to $651.21. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。