Tessier-Lavigne Marc 的 Form 4 申報
Regeneron Pharmaceuticals, Inc.（REGN），2021/9/15 申報
- 申報編號
- 0001708138-21-000080
- 申報時間
- 2021/9/15
- 交易日
- 2021/9/13
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 20 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $818.2 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Tessier-Lavigne MarcCIK 0001437435 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/13 | Common Stock | M行使選擇權取得 | +4,250 | $273.67 | +$1,163,097.5 | 6,328 | 直接 | |
| 2021/9/13 | Common Stock | M行使選擇權取得 | +4,250 | $273.67 | +$1,163,097.5 | 10,578 | 直接 | |
| 2021/9/13 | Common Stock | M行使選擇權取得 | +4,250 | $273.67 | +$1,163,097.5 | 14,828 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −816 | $636.64F2 | −$519,498.24 | 14,012 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −816 | $637.71F3 | −$520,371.36 | 13,196 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −2,098 | $638.46F4 | −$1,339,489.08 | 11,098 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −1,260 | $639.45F5 | −$805,707 | 9,838 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −981 | $640.61F6 | −$628,438.41 | 8,857 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −952 | $641.56F7 | −$610,765.12 | 7,905 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −1,645 | $642.54F8 | −$1,056,978.3 | 6,260 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −1,549 | $643.33F9 | −$996,518.17 | 4,711 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −844 | $644.52F10 | −$543,974.88 | 3,867 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −61 | $645.21F11 | −$39,357.81 | 3,806 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −354 | $646.24F12 | −$228,768.96 | 3,452 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −425 | $647.39F13 | −$275,140.75 | 3,027 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −381 | $648.25F14 | −$246,983.25 | 2,646 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −124 | $649.35F15 | −$80,519.4 | 2,522 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −56 | $650.33 | −$36,418.48 | 2,466 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −249 | $651.54F16 | −$162,233.46 | 2,217 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −139 | $652.26 | −$90,664.14 | 2,078 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/13 | Common Stock | M行使選擇權處分 | −4,250 | $0.00 | $0 | 8,500 | 直接 | |
| 2021/9/13 | Common Stock | M行使選擇權處分 | −4,250 | $0.00 | $0 | 4,250 | 直接 | |
| 2021/9/13 | Common Stock | M行使選擇權處分 | −4,250 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents volume-weighted average price of sales of 816 shares of Company stock on September 13, 2021 at prices ranging from $636.08 to $636.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents volume-weighted average price of sales of 816 shares of Company stock on September 13, 2021 at prices ranging from $637.26 to $637.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents volume-weighted average price of sales of 2,098 shares of Company stock on September 13, 2021 at prices ranging from $638.00 to $638.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents volume-weighted average price of sales of 1,260 shares of Company stock on September 13, 2021 at prices ranging from $639.00 to $639.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents volume-weighted average price of sales of 981 shares of Company stock on September 13, 2021 at prices ranging from $640.18 to $640.87. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents volume-weighted average price of sales of 952 shares of Company stock on September 13, 2021 at prices ranging from $641.01 to $641.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents volume-weighted average price of sales of 1,645 shares of Company stock on September 13, 2021 at prices ranging from $642.00 to $642.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents volume-weighted average price of sales of 1,549 shares of Company stock on September 13, 2021 at prices ranging from $643.01 to $643.86. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Represents volume-weighted average price of sales of 844 shares of Company stock on September 13, 2021 at prices ranging from $644.03 to $644.95. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Represents volume-weighted average price of sales of 61 shares of Company stock on September 13, 2021 at prices ranging from $645.21 to $645.49. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Represents volume-weighted average price of sales of 354 shares of Company stock on September 13, 2021 at prices ranging from $646.04 to $646.76. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Represents volume-weighted average price of sales of 425 shares of Company stock on September 13, 2021 at prices ranging from $647.06 to $647.67. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
Represents volume-weighted average price of sales of 381 shares of Company stock on September 13, 2021 at prices ranging from $648.06 to $648.58. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F15
Represents volume-weighted average price of sales of 124 shares of Company stock on September 13, 2021 at prices ranging from $649.27 to $649.43. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F16
Represents volume-weighted average price of sales of 249 shares of Company stock on September 13, 2021 at prices ranging from $651.10 to $651.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。