Holmes Rudolph H. 的 Form 4/A 修正申報
修正Cadence Bancorporation（CADE），2021/11/1 申報
- 申報編號
- 0001702696-21-000085
- 申報時間
- 2021/11/1
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/11/1
這份申報沒有列出任何交易。沿用原件裡沒有重述的 11 筆交易。
這份修正申報重述了 0001702696-21-000074（2021/11/1 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Holmes Rudolph H.CIK 0001702446 | 高階主管（EVP, Business Services Exec） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001702696-21-000074（2021/11/1 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/29 | Class A Common Stock, par value $0.01 per share | D交回公司處分 | −61,509 | –F2 | – | 0 | 直接 |
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/29 | Common Stock | D交回公司處分 | −249,873 | –F4 | – | 0 | 直接 | |
| 2021/10/29 | Common Stock | D交回公司處分 | −29,605 | –F5 | – | 0 | 直接 | |
| 2021/10/29 | Common Stock | D交回公司處分 | −7,779 | –F7 | – | 0 | 直接 | |
| 2021/10/29 | Common Stock | P買進處分 | −12,019 | –F8 | – | 0 | 直接 | |
| 2021/10/29 | Common Stock | D交回公司處分 | −12,018 | –F9 | – | 0 | 直接 | |
| 2021/10/29 | Common Stock | P買進處分 | −12,019 | –F10 | – | 0 | 直接 | |
| 2021/10/29 | Common Stock | A公司授予處分 | −18,662 | –F11 | – | 18,662 | 直接 | |
| 2021/10/29 | Common Stock | A公司授予處分 | −15,566 | –F11 | – | 34,288 | 直接 | |
| 2021/10/29 | Common Stock | D交回公司處分 | −18,662 | –F12 | – | 15,566 | 直接 | |
| 2021/10/29 | Common Stock | D交回公司處分 | −15,566 | –F13 | – | 0 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F2
Disposed of in connection with this Agreement and Plan of Merger by and between BancorpSouth Bank ("BXS") and Cadence Bancorporation ("CADE"), dated April 12, 2021 and amended as of May 27, 2021 (the "Merger Agreement"), pursuant to which Cadence was merged with and into BXS, effective October 29, 2021 (the "Merger). Pursuant to the Merger, each issued and outstanding share of Cadence common stock par value $0.01 was converted into the right to receive .70 shares of BXS's common stock par value $2.50 per share (the "Exchange Ratio"). The opening price of the BXS's common stock on the NYSE on the effective date of the Merger was $29.16. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Cadence Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This option was replaced with an option to purchase 174,911 shares of BXS common stock at an exercise price of $27.11 per share.
表 II 有 1 筆交易的價格引用這則附註。
- F5
This option was replaced with an option to purchase 20,723 shares of BXS common stock at an exercise price of $29.80 per share.
表 II 有 1 筆交易的價格引用這則附註。
- F7
These time-vested restricted stock units were replaced with BXS time-vested restricted stock units convertible into an aggregate of 5,445 shares of BXS common stock.
表 II 有 1 筆交易的價格引用這則附註。
- F8
These time-vested restricted stock units were replaced with BXS time-vested restricted stock units convertible into an aggregate of 8,413 shares of BXS common stock.
表 II 有 1 筆交易的價格引用這則附註。
- F9
These time-vested restricted stock units were replaced with BXS time-vested restricted stock units convertible into an aggregate of 8,412 shares of BXS common stock.
表 II 有 1 筆交易的價格引用這則附註。
- F10
These time-vested restricted stock units were replaced with BXS time-vested restricted stock units convertible into an aggregate of 8,413 shares of BXS common stock.
表 II 有 1 筆交易的價格引用這則附註。
- F11
Represents performance share units, each convertible into one share of Cadence common stock, under the Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Cadence performance share unit automatically converted into a BXS restricted stock unit convertible into shares of BXS common stock, with the number of underlying shares of BXS common stock determined based on the Exchange Ratio and higher of target performance and actual performance. Each BXS restricted stock unit is subject to the same terms and conditions (other than performance conditions) as applied to the corresponding Cadence performance share unit immediately prior to the effective time of the Merger.
表 II 有 2 筆交易的價格引用這則附註。
- F12
These performance share stock units were replaced with BXS restricted stock units convertible into an aggregate 13,063 shares of BXS common Stock.
表 II 有 1 筆交易的價格引用這則附註。
- F13
These performance share units were replaced with BXS restricted stock units convertible into an aggregate 10,896 shares of BXS common stock.
表 II 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
這份修正申報沒有附註。
備註
This Form Type 4/A is being filed to show that Rudolph H. Holmes is no longer subject to Section 16.