Rothstein Bruce M 的 Form 4 申報
Cactus, Inc.WHD，2024/11/20 申報
- 申報編號
- 0001699136-24-000144
- 申報時間
- 2024/11/20
- 交易日
- 2024/11/18-11/19
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $293.5 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothstein Bruce MCIK 0001501970 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/18 | Class B Common Stock | D交回公司處分 | −5,000 | –F1 | – | 17,796 | 直接 | |
| 2024/11/18 | Class A Common Stock | J其他取得 | +5,000 | –F1 | – | 17,177 | 直接 | |
| 2024/11/19 | Class A Common Stock | S賣出處分 | −5,000 | $65.23 | −$326,150 | 12,177 | 直接 | |
| 2024/11/18 | Class B Common Stock | D交回公司處分 | −40,000 | –F2 | – | 104,390 | 間接 | |
| 2024/11/18 | Class A Common Stock | J其他取得 | +40,000 | –F2 | – | 40,000 | 間接 | |
| 2024/11/19 | Class A Common Stock | S賣出處分 | −40,000 | $65.23 | −$2,609,200 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On November 18, 2024 the Reporting Person redeemed 5,000 units representing limited liability interests ("Units") in Cactus Companies, LLC ("Cactus Companies") pursuant to the Amended and Restated Limited Liability Company Operating Agreement of Cactus Companies (the "Cactus Companies LLC Agreement"). In connection with this redemption, Cactus Companies cancelled 5,000 Units, and Cactus, Inc (the "Company") cancelled a corresponding number of shares of its Class B Common Stock and issued to the Reporting Person 5,000 shares of Class A Common Stock.
表 I 有 2 筆、表 II 有 1 筆交易的價格引用這則附註。
- F2
On November 18, 2024 the Reporting Person redeemed 40,000 units representing limited liability interests ("Units") in Cactus Companies, LLC ("Cactus Companies") pursuant to the Amended and Restated Limited Liability Company Operating Agreement of Cactus Companies (the "Cactus Companies LLC Agreement"). In connection with this redemption, Cactus Companies cancelled 40,000 Units, and Cactus, Inc (the "Company") cancelled a corresponding number of shares of its Class B Common Stock and issued to the Reporting Person 40,000 shares of Class A Common Stock.
表 I 有 2 筆、表 II 有 1 筆交易的價格引用這則附註。