Bender Steven 的 Form 4 申報
Cactus, Inc.（WHD），2022/3/15 申報
- 申報編號
- 0001699136-22-000052
- 申報時間
- 2022/3/15
- 交易日
- 2022/3/11-3/15
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $104.8 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bender StevenCIK 0001701687 | 高階主管（VP of Operations） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/11 | Class B Common Stock | A公司授予取得 | +100,000 | –F1 | – | 100,000 | 直接 | |
| 2022/3/11 | Class B Common Stock | D交回公司處分 | −100,000 | –F2 | – | 0 | 直接 | |
| 2022/3/11 | Class A Common Stock | J其他取得 | +100,000 | $0.00F3 | $0 | 147,620 | 直接 | |
| 2022/3/11 | Class A Common Stock | S賣出處分 | −8,814 | $55.99 | −$493,495.86 | 138,806 | 直接 | |
| 2022/3/14 | Class A Common Stock | S賣出處分 | −9,119 | $51.16 | −$466,528.04 | 129,687 | 直接 | |
| 2022/3/15 | Class A Common Stock | S賣出處分 | −1,808 | $48.70 | −$88,049.6 | 127,879 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The Reporting Person redeemed a portion of his ownership interests in Cactus WH Enterprises, LLC ("Cactus Enterprises") pursuant to the first amended and restated limited liability company agreement of Cactus Enterprises, in return for which Cactus Enterprises distributed to the Reporting Person, a corresponding number of shares of Class B Common Stock and a corresponding number of Units (as defined below).
表 I 有 1 筆交易的價格引用這則附註。
- F2
In connection with the redemption of Units, as described below, the Reporting Person disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer.
表 I 有 1 筆交易的價格引用這則附註。
- F3
In connection with the redemption of Units, as described below, the Reporting Person acquired a corresponding number of shares of Class A Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redemption Right").
表 II 有 1 筆交易的價格引用這則附註。
- F6
Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.
表 II 有 1 筆交易的價格引用這則附註。
- F7
The Units were redeemed for Class A Common Stock on March 11, 2022.
表 II 有 1 筆交易的價格引用這則附註。