Bender Scott 的 Form 4 申報
Cactus, Inc.（WHD），2022/3/15 申報
- 申報編號
- 0001699136-22-000051
- 申報時間
- 2022/3/15
- 交易日
- 2022/3/11-3/15
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $943.2 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bender ScottCIK 0001701688 | 董事、高階主管（總裁、執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/11 | Class B Common Stock | J其他處分 | −1,000,000 | –F1 | – | 14,014,963 | 間接 | 重複申報 |
| 2022/3/11 | Class B Common Stock | A公司授予取得 | +900,000 | –F1 | – | 14,914,963 | 間接 | 重複申報 |
| 2022/3/11 | Class B Common Stock | D交回公司處分 | −900,000 | –F4 | – | 14,014,963 | 間接 | 重複申報 |
| 2022/3/11 | Class A Common Stock | J其他取得 | +900,000 | –F5 | – | 995,144 | 直接 | |
| 2022/3/11 | Class A Common Stock | S賣出處分 | −79,329 | $55.99 | −$4,441,630.71 | 915,815 | 直接 | |
| 2022/3/14 | Class A Common Stock | S賣出處分 | −82,067 | $51.16 | −$4,198,547.72 | 833,748 | 直接 | |
| 2022/3/15 | Class A Common Stock | S賣出處分 | −16,268 | $48.70 | −$792,251.6 | 817,480 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
In connection with certain redemptions of ownership interests in Cactus WH Enterprises, LLC ("Cactus Enterprises") by certain of Cactus Enterprises' members pursuant to the first amended and restated limited liability company agreement of Cactus Enterprises, Cactus Enterprises distributed Class B Common Stock to such members. Bender Investment Company ("BIC"), a Nevada corporation controlled by the Reporting Person, redeemed a portion of its ownership interests in Cactus Enterprises. In connection with the redemption by BIC of its interests in Cactus Enterprises, Cactus Enterprises distributed to BIC, 900,000 Units (as defined below) and a corresponding number of shares of Class B Common Stock of the Issuer. In addition, Cactus Enterprises distributed to Steven Bender 100,000 Units and a corresponding number of shares of Class B Common Stock.
表 I 有 2 筆、表 II 有 1 筆交易的價格引用這則附註。
- F4
In connection with its redemption of Units, as described below, BIC disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer.
表 I 有 1 筆交易的價格引用這則附註。
- F5
In connection with its redemption of Units, as described below, BIC acquired 900,000 shares of Class A Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
- F8
(Continued) Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. The Issuer did not exercise the Call Right in connection with the redemptions described in this Report.
表 II 有 1 筆交易的價格引用這則附註。
- F9
The Units and a corresponding number of shares of Class B Common Stock were redeemed for Class A Common Stock on March 11, 2022.
表 II 有 1 筆交易的價格引用這則附註。