Ashleman Eric D 的 Form 4/A 修正申報
修正Idex CorpIEX，2022/11/1 申報
- 申報編號
- 0001694002-22-000006
- 申報時間
- 2022/11/1
- 交易日
- 2022/10/28
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/10/31
這份申報列了 5 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $347.0 萬。交易後 4 天申報。
這份修正申報取代了 0001694002-22-000004（2022/10/31 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Ashleman Eric DCIK 0001605266 | 董事、高階主管（執行長、總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/28 | COMMON STOCK | M行使選擇權取得 | +5,848 | $74.74F1 | +$437,079.52 | 44,328 | 直接 | |
| 2022/10/28 | COMMON STOCK | M行使選擇權取得 | +10,000 | $93.27F1 | +$932,700 | 54,328 | 直接 | |
| 2022/10/28 | COMMON STOCK | S賣出處分 | −3,360 | $218.10F1,F2 | −$732,816 | 50,968 | 直接 | |
| 2022/10/28 | COMMON STOCK | S賣出處分 | −9,426 | $219.07F1,F3 | −$2,064,953.82 | 41,542 | 直接 | |
| 2022/10/28 | COMMON STOCK | S賣出處分 | −3,062 | $219.66F1,F4 | −$672,598.92 | 38,480 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/28 | COMMON STOCK | M行使選擇權處分 | −5,848 | $0.00 | $0 | 0 | 直接 | |
| 2022/10/28 | COMMON STOCK | M行使選擇權處分 | −10,000 | $0.00 | $0 | 15,385 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This amendment to Form 4 is being filed as a restatement of the Form 4 filed by the Reporting Person on October 31, 2022, solely to correctly report the prices at which the Reporting Person acquired and disposed of these shares, which were inadvertently interchanged and reported as non-weighted average sale prices in the Form 4 filed by the Reporting Person on October 31, 2022. There are no other changes to the Form 4 filed by the Reporting Person on October 31, 2022.
表 I 有 5 筆交易的價格引用這則附註。
- F2
The transaction was executed in multiple trades in prices ranging from $217.48 to $218.44, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnotes 2 through 4 of this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades in prices ranging from $218.49 to $219.48, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades in prices ranging from $219.49 to $220.01, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F5
On prior Forms 4, options held by this reporting person were reported on an aggregate basis in Column 9. As of this Form 4, the reporting person is separately reporting in Column 9 the number of options owned of each particular class.