Huston Benjamin E. 的 Form 4 申報
Carvana Co.CVNA，2025/4/9 申報
- 申報編號
- 0001690820-25-000130
- 申報時間
- 2025/4/9
- 交易日
- 2025/4/7-4/9
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 4 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $754.5 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Huston Benjamin E.CIK 0001700537 | 高階主管（營運長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/4/7 | Class A Common Stock | S賣出處分 | −32,494 | $150.41F2 | −$4,887,422.54 | 141,309 | 直接 | |
| 2025/4/7 | Class A Common Stock | S賣出處分 | −8,906 | $151.34F3 | −$1,347,834.04 | 132,403 | 直接 | |
| 2025/4/7 | Class A Common Stock | S賣出處分 | −8,600 | $152.27F4 | −$1,309,522 | 123,803 | 直接 | |
| 2025/4/9 | Class A Common Stock | C轉換取得 | +26,710 | $0.00F5,F6 | $0 | 150,513 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/4/9 | Class A Common Stock | C轉換處分 | −26,710 | $0.00 | $0 | 58,061 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $150.00 to $150.99, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $151.00 to $151.89, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $152.13 to $152.48, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Mr. Huston was granted 1,000,000 Class B common units ("Class B Units") of Carvana Group, LLC ("Carvana Group") on March 24, 2015 with a participation threshold of $0.00; 250,000 vested on the grant date and 16,667 vest on the first of each month thereafter.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.
表 I 有 1 筆交易的價格引用這則附註。