Jenkins Mark W. 的 Form 4 申報
Carvana Co.（CVNA），2025/2/18 申報
- 申報編號
- 0001690820-25-000068
- 申報時間
- 2025/2/18
- 交易日
- 2025/2/14-2/18
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 5 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,372 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Jenkins Mark W.CIK 0001700540 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/2/14 | Class A Common Stock | S賣出處分 | −16,400 | $275.55F2 | −$4,519,020 | 203,562 | 直接 | |
| 2025/2/14 | Class A Common Stock | S賣出處分 | −3,600 | $276.28F3 | −$994,608 | 199,962 | 直接 | |
| 2025/2/18 | Class A Common Stock | C轉換取得 | +20,000 | $0.00F4,F5 | $0 | 219,962 | 直接 | |
| 2025/2/18 | Class A Common Stock | M行使選擇權取得 | +28,422 | $88.62 | +$2,518,757.64 | 248,384 | 直接 | |
| 2025/2/18 | Class A Common Stock | S賣出處分 | −28,422 | $288.85F6 | −$8,209,694.7 | 219,962 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/2/18 | Class A Common Stock | C轉換處分 | −20,000 | $5.81 | −$149,194.99 | 9,363 | 直接 | |
| 2025/2/18 | Class A Common Stock | M行使選擇權處分 | −28,422 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $275.00 to $275.89, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $276.24 to $276.32, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Mr. Jenkins was granted the 100,000 Class B Units on October 21, 2016 with a participation threshold of $5.81; 20,000 vested on January 1, 2017 and 1,667 vested on the first of each month thereafter.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $288.62 to $289.30, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。