Jenkins Mark W. 的 Form 4 申報
Carvana Co.（CVNA），2024/11/6 申報
- 申報編號
- 0001690820-24-000368
- 申報時間
- 2024/11/6
- 交易日
- 2024/11/4-11/6
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 22 筆非衍生性交易、7 筆衍生性交易。公開市場賣出合計 $6,096 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Jenkins Mark W.CIK 0001700540 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/4 | Class A Common Stock | M行使選擇權取得 | +40,000 | $10.07 | +$402,800 | 230,732 | 直接 | |
| 2024/11/4 | Class A Common Stock | M行使選擇權取得 | +14,989 | $44.21 | +$662,663.69 | 245,721 | 直接 | |
| 2024/11/4 | Class A Common Stock | M行使選擇權取得 | +53,506 | $38.00 | +$2,033,228 | 299,227 | 直接 | |
| 2024/11/4 | Class A Common Stock | S賣出處分 | −9,900 | $220.30F2 | −$2,180,970 | 289,327 | 直接 | |
| 2024/11/4 | Class A Common Stock | S賣出處分 | −1,936 | $221.28F3 | −$428,398.08 | 287,391 | 直接 | |
| 2024/11/4 | Class A Common Stock | S賣出處分 | −28,209 | $222.59F4 | −$6,279,041.31 | 259,182 | 直接 | |
| 2024/11/4 | Class A Common Stock | S賣出處分 | −39,835 | $223.53F5 | −$8,904,317.55 | 219,347 | 直接 | |
| 2024/11/4 | Class A Common Stock | S賣出處分 | −43,386 | $224.38F6 | −$9,734,950.68 | 175,961 | 直接 | |
| 2024/11/4 | Class A Common Stock | S賣出處分 | −47,524 | $225.52F7 | −$10,717,612.48 | 128,437 | 直接 | |
| 2024/11/4 | Class A Common Stock | S賣出處分 | −29,403 | $226.40F8 | −$6,656,839.2 | 99,034 | 直接 | |
| 2024/11/4 | Class A Common Stock | S賣出處分 | −5,200 | $227.54F9 | −$1,183,208 | 93,834 | 直接 | |
| 2024/11/4 | Class A Common Stock | S賣出處分 | −3,102 | $228.26F10 | −$708,062.52 | 90,732 | 直接 | |
| 2024/11/5 | Class A Common Stock | S賣出處分 | −6,496 | $230.34F11 | −$1,496,288.64 | 84,236 | 直接 | |
| 2024/11/5 | Class A Common Stock | S賣出處分 | −7,008 | $231.51F12 | −$1,622,422.08 | 77,228 | 直接 | |
| 2024/11/5 | Class A Common Stock | S賣出處分 | −6,496 | $232.49F13 | −$1,510,255.04 | 70,732 | 直接 | |
| 2024/11/5 | Class A Common Stock | S賣出處分 | −20,000 | $235.09F14 | −$4,701,800 | 50,732 | 直接 | |
| 2024/11/6 | Class A Common Stock | C轉換取得 | +100,000 | $0.00F15,F16 | $0 | 150,732 | 直接 | |
| 2024/11/6 | Class A Common Stock | C轉換取得 | +40,000 | $0.00F15,F16 | $0 | 190,732 | 直接 | |
| 2024/11/6 | Class A Common Stock | S賣出處分 | −8,796 | $240.91F17 | −$2,119,044.36 | 181,936 | 直接 | |
| 2024/11/6 | Class A Common Stock | S賣出處分 | −2,957 | $241.57F18 | −$714,322.49 | 178,979 | 直接 | |
| 2024/11/6 | Class A Common Stock | S賣出處分 | −8,247 | $242.79F19 | −$2,002,289.13 | 170,732 | 直接 | |
| 2024/11/6 | Class A Common Stock | C轉換取得 | +20,000 | $0.00F15,F16,F20 | $0 | 190,732 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/4 | Class A Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 308,513 | 直接 | |
| 2024/11/4 | Class A Common Stock | M行使選擇權處分 | −14,989 | $0.00 | $0 | 0 | 直接 | |
| 2024/11/4 | Class A Common Stock | M行使選擇權處分 | −53,506 | $0.00 | $0 | 0 | 直接 | |
| 2024/11/6 | Class A Common Stock | C轉換處分 | −100,000 | $12.00 | −$1,604,064 | 66,328 | 直接 | |
| 2024/11/6 | Class A Common Stock | C轉換處分 | −40,000 | $12.00 | −$641,640 | 12,858 | 直接 | |
| 2024/11/6 | Class A Common Stock | C轉換處分 | −9,619 | $12.00 | −$154,296 | 0 | 直接 | |
| 2024/11/6 | Class A Common Stock | C轉換處分 | −10,381 | $5.81 | −$77,842.38 | 86,602 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $219.91 to $220.57, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $221.00 to $221.99, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $222.00 to $222.99, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $223.00 to $223.99, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $224.00 to $224.99, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $225.00 to $225.99, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $226.00 to $226.99, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $227.00 to $227.92, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $228.00 to $228.88, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $230.00 to $230.69, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $231.12 to $232.11, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $232.22 to $233.00, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $235.00 to $235.40, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F15
Mr. Jenkins was granted the 200,000 Class B Units on April 27, 2017 with a participation threshold of $12.00; 40,000 of which vested on February 1, 2018 and 3,333 of which vested on the first of each month thereafter.
表 I 有 3 筆交易的價格引用這則附註。
- F16
Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.
表 I 有 3 筆交易的價格引用這則附註。
- F17
This transaction was executed in multiple trades at prices ranging from $240.25 to $241.24, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F18
This transaction was executed in multiple trades at prices ranging from $241.25 to $241.68, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F19
This transaction was executed in multiple trades at prices ranging from $242.56 to $243.40, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F20
Mr. Jenkins was granted the 100,000 Class B Units on October 21, 2016 with a participation threshold of $5.81; 20,000 vested on January 1, 2017 and 1,667 vested on the first of each month thereafter.
表 I 有 1 筆交易的價格引用這則附註。