Breaux Paul W. 的 Form 4 申報
Carvana Co.（CVNA），2024/10/24 申報
- 申報編號
- 0001690820-24-000338
- 申報時間
- 2024/10/24
- 交易日
- 2024/10/22-10/23
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 5 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $792.0 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Breaux Paul W.CIK 0001700545 | 高階主管（見申報備註） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/10/22 | Class A Common Stock | M行使選擇權取得 | +6,769 | $10.07 | +$68,163.83 | 134,042 | 直接 | |
| 2024/10/22 | Class A Common Stock | S賣出處分 | −14,548 | $198.00F2 | −$2,880,504 | 119,494 | 直接 | |
| 2024/10/23 | Class A Common Stock | C轉換取得 | +7,779 | $0.00F3,F4 | $0 | 127,273 | 直接 | |
| 2024/10/23 | Class A Common Stock | S賣出處分 | −25,452 | $198.00 | −$5,039,496 | 101,821 | 直接 | |
| 2024/10/23 | Class A Common Stock | C轉換取得 | +24,937 | $0.00F3,F4 | $0 | 126,758 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/10/22 | Class A Common Stock | M行使選擇權處分 | −6,769 | $0.00 | $0 | 309,334 | 直接 | |
| 2024/10/23 | Class A Common Stock | C轉換處分 | −7,779 | $12.00 | −$126,612 | 33,795 | 直接 | |
| 2024/10/23 | Class A Common Stock | C轉換處分 | −24,937 | $12.00 | −$405,540 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $ 198.00 to $198.07, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.
表 I 有 2 筆交易的價格引用這則附註。
- F4
The Reporting Person was granted 50,000 Class B Units on April 27, 2017 with a participation threshold of $12.00; 10,000 of which vested on February 1, 2018 and 833 of which vested on the first of each month thereafter. The Class B Units have no expiration date.
表 I 有 2 筆交易的價格引用這則附註。
備註
Vice President, General Counsel, & Secretary