Breaux Paul W. 的 Form 4 申報
Carvana Co.（CVNA），2024/5/3 申報
- 申報編號
- 0001690820-24-000171
- 申報時間
- 2024/5/3
- 交易日
- 2024/5/1-5/3
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 14 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $677.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Breaux Paul W.CIK 0001700545 | 高階主管（見申報備註） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/5/1 | Class A Common Stock | A公司授予取得 | +33,390 | $0.00 | $0 | 143,183 | 直接 | |
| 2024/5/2 | Class A Common Stock | S賣出處分 | −300 | $112.14F3 | −$33,642 | 142,883 | 直接 | |
| 2024/5/2 | Class A Common Stock | S賣出處分 | −2,001 | $113.43F4 | −$226,973.43 | 140,882 | 直接 | |
| 2024/5/2 | Class A Common Stock | S賣出處分 | −801 | $114.37F5 | −$91,610.37 | 140,081 | 直接 | |
| 2024/5/2 | Class A Common Stock | S賣出處分 | −1,400 | $115.41F6 | −$161,574 | 138,681 | 直接 | |
| 2024/5/2 | Class A Common Stock | S賣出處分 | −1,200 | $116.69F7 | −$140,028 | 137,481 | 直接 | |
| 2024/5/2 | Class A Common Stock | S賣出處分 | −2,139 | $117.84F8 | −$252,059.76 | 135,342 | 直接 | |
| 2024/5/2 | Class A Common Stock | S賣出處分 | −1,500 | $118.72F9 | −$178,080 | 133,842 | 直接 | |
| 2024/5/2 | Class A Common Stock | S賣出處分 | −1,459 | $119.95F10 | −$175,007.05 | 132,383 | 直接 | |
| 2024/5/2 | Class A Common Stock | S賣出處分 | −600 | $120.99F11 | −$72,594 | 131,783 | 直接 | |
| 2024/5/3 | Class A Common Stock | C轉換取得 | +28,575 | $0.00F12,F13 | $0 | 160,358 | 直接 | |
| 2024/5/2 | Class A Common Stock | S賣出處分 | −30,000 | $120.00 | −$3,600,000 | 130,358 | 直接 | |
| 2024/5/3 | Class A Common Stock | C轉換取得 | +15,000 | $0.00F12,F13 | $0 | 145,358 | 直接 | |
| 2024/5/3 | Class A Common Stock | S賣出處分 | −15,000 | $123.00 | −$1,845,000 | 130,358 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $ 111.83 to $112.30, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $ 112.86 to $113.81, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $ 113.88 to $114.69, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $ 115.13 to $116.05, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $ 116.29 to $117.12, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $ 117.37 to $118.23 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $ 118.39 to $119.14, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $ 119.58 to $120.27, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $ 120.59 to $121.50, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").
表 I 有 2 筆交易的價格引用這則附註。
- F13
Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.
表 I 有 2 筆交易的價格引用這則附註。
- F14
The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month beginning September 1, 2016. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month beginning September 1, 2016. The Class B Units have no expiration date.
表 II 有 2 筆交易的價格引用這則附註。
備註
Vice President, General Counsel, & Secretary