Chatterjee Surojit 的 Form 4/A 修正申報
修正Coinbase Global, Inc.（COIN），2021/7/16 申報
- 申報編號
- 0001679788-21-000013
- 申報時間
- 2021/7/16
- 交易日
- 2021/4/14
- 申報延遲
- 93 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/4/16
這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $6,189 萬。交易後 93 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Chatterjee SurojitCIK 0001851558 | 高階主管（產品長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/4/14 | Class A Common Stock | M行使選擇權取得 | +160,000 | $18.71 | +$2,993,600 | 165,344 | 直接 | |
| 2021/4/14 | Class A Common Stock | G贈與處分 | −165,344 | $0.00 | $0 | 0 | 直接 | |
| 2021/4/14 | Class A Common | G贈與取得 | +165,344 | $0.00 | $0 | 165,344 | 間接 | |
| 2021/4/14 | Class A Common | S賣出處分 | −135,000 | $381.00 | −$51,435,000 | 30,344 | 間接 | |
| 2021/4/14 | Class A Common | S賣出處分 | −25,000 | $418.00 | −$10,450,000 | 5,344 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/4/14 | Class A Common Stock | M行使選擇權處分 | −160,000 | $18.71 | −$2,993,600 | 1,836,692 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
These shares are held of record by The Chatterjee Family Revocable Trust, of which the Reporting Person and the Reporting Person's spouse are co-trustees. The Reporting Person disclaims beneficial ownership of the shares owned by The Chatterjee Family Revocable Trust, except to the extent of his pecuniary interest therein, if any.
- F2
The option vested with respect to 1/4th of the total shares underlying the option on February 3, 2021, and the remaining 3/4th of the shares underlying the option will vest in equal monthly installments thereafter until the option is fully vested on February 3, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.
備註
This amendment to Form 4 filed on April 16, 2021 is filed to voluntarily report the gifting of Class A Common Stock to the Reporting Person's Trust, and to reflect the sale of shares by such Trust.