Winkles Isabelle 的 Form 4/A 修正申報
修正Braze, Inc.（BRZE），2023/8/18 申報
- 申報編號
- 0001676238-23-000118
- 申報時間
- 2023/8/18
- 交易日
- 2022/7/13
- 申報延遲
- 401 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2022/7/15
這份申報列了 1 筆非衍生性交易。沿用原件裡沒有重述的 4 筆交易。公開市場賣出合計 $25.1 萬。交易後 401 天申報。
這份修正申報重述了 0001676238-22-000031（2022/7/15 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Winkles IsabelleCIK 0001888946 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/7/13 | Class A Common Stock | S賣出處分 | −5,963 | $42.01F2 | −$250,505.63 | 70,555 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001676238-22-000031（2022/7/15 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/7/13 | Class A Common Stock | C轉換取得 | +5,963 | –F1 | – | 39,160 | 直接 |
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/7/13 | Class B Common Stock | M行使選擇權處分 | −5,963 | $0.00 | $0 | 199,452 | 直接 | |
| 2022/7/13 | Class A Common Stock | M行使選擇權取得 | +5,963 | $0.00 | $0 | 5,963 | 直接 | |
| 2022/7/13 | Class A Common Stock | C轉換處分 | −5,963 | $0.00 | $0 | 0 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F1
Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On July 15, 2022, the Reporting Person filed a Form 4 that inadvertently reported that on July 13, 2022 (i) 5,963 shares of Class B Common Stock were acquired upon exercise of an option, and (ii) 5,963 shares of Class B Common Stock were converted to Class A Common Stock. Such exercise and conversion already occurred on April 5, 2022, and the sale of shares of Class A Common Stock described in this Form 4/A occurred using shares that were already outstanding as of July 13, 2022.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.15 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。