Schwartz Lawrence W 的 Form 4/A 修正申報
修正FVCBankcorp, Inc.（FVCB），2023/2/24 申報
- 申報編號
- 0001675644-23-000024
- 申報時間
- 2023/2/24
- 交易日
- 2023/2/14
- 申報延遲
- 10 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2023/2/16
這份申報列了 2 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $18.3 萬。交易後 10 天申報。
這份修正申報取代了 0001675644-23-000021（2023/2/16 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Schwartz Lawrence WCIK 0001215268 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/14 | Common Stock | M行使選擇權取得 | +20,062 | $5.73 | +$114,955.26 | 29,688 | 直接 | |
| 2023/2/14 | Common Stock | S賣出處分 | −13,500 | $13.55 | −$182,925 | 16,188 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/14 | Common Stock | M行使選擇權處分 | −20,062 | $5.73 | −$114,955.26 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On February 16, 2023, the Reporting Person filed a Form 4 (the "Original Filing") that inadvertently reported a sale on February 14, 2023 of 13,500 shares of common stock beneficially owned indirectly through in his IRA. In fact, as reported in this amendment, the Reporting Person exercised an option on February 14, 2023 to purchase 20,062 shares of common stock to be held directly, and sold 13,500 of such shares on the same date.
- F2
On January 31, 2023, the Issuer effected a five-for-four stock split in the form of a dividend of common stock (the "Stock Split"), which resulted in the Reporting Person's direct beneficial ownership of issued and outstanding common stock being increased from 7,701 shares of common stock to 9,626 shares of common stock prior to the disclosed transaction. This amendment correctly reports the number of shares of common stock beneficially owned directly, which was incorrectly reported in the Original Filing.
- F3
As a result of the Stock Split, the Reporting Person's indirect beneficial ownership of common stock increased from 37,065 shares of common stock to 46,331 shares of common stock. This amendment correctly reports the number of shares of common stock beneficially owned indirectly, which was incorrectly reported in the Original Filing.