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Sjouwerman Sjoerd 的 Form 4 申報

KnowBe4, Inc.(KNBE),2021/9/1 申報

申報編號
0001664998-21-000084
申報時間
2021/9/1
交易日
2021/8/30-8/31
申報延遲
2 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 4 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $57.1 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Sjouwerman SjoerdCIK 0001839366董事、高階主管(執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/8/30Class A Common StockC轉換取得+18,888$0.00F1$018,888間接
2021/8/30Class A Common StockS賣出處分−18,888$25.16F3−$475,222.080間接
2021/8/31Class A Common StockC轉換取得+3,807$0.00F1$03,807間接
2021/8/31Class A Common StockS賣出處分−3,807$25.03F4−$95,289.210間接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2021/8/30Class A Common StockC轉換處分−18,888$0.00$04,389,354間接
2021/8/31Class A Common StockC轉換處分−3,807$0.00$04,385,547間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Each share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

表 I 有 2 筆交易的價格引用這則附註。

F3

Represents the weighted average share price of an aggregate total of 18,888 shares sold in the price range of $25.00 to $25.66 by the Sjouwerman Enterprises Limited Partnership, or SELP. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F4

Represents the weighted average share price of an aggregate total of 3,807 shares sold in the price range of $25.00 to $25.12 by the Sjouwerman Enterprises Limited Partnership, or SELP. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)