Griffiths Glen 的 Form 4 申報
Bloom Energy Corp（BE），2021/11/12 申報
- 申報編號
- 0001664703-21-000177
- 申報時間
- 2021/11/12
- 交易日
- 2021/11/9-11/11
- 申報延遲
- 3 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $185.1 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Griffiths GlenCIK 0001863060 | 高階主管（EVP, Services） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/9 | Class A Common Stock | S賣出處分 | −19,751 | $34.23F2 | −$676,076.73 | 127,215 | 直接 | |
| 2021/11/9 | Class A Common Stock | S賣出處分 | −16,568 | $35.05F3 | −$580,708.4 | 110,647 | 直接 | |
| 2021/11/11 | Class A Common Stock | M行使選擇權取得 | +17,333 | $5.50 | +$95,331.5 | 127,980 | 直接 | |
| 2021/11/11 | Class A Common Stock | S賣出處分 | −8,089 | $33.84F4 | −$273,731.76 | 119,891 | 直接 | |
| 2021/11/11 | Class A Common Stock | S賣出處分 | −9,244 | $34.66F5 | −$320,397.04 | 110,647 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/11 | Class A Common Stock | M行使選擇權處分 | −17,333 | $0.00 | $0 | 17,334 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $33.61 to $34.57. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $34.61 to $35.41. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $33.16 to $34.15. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $34.16 to $35.01. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。