Batesole Mike 的 Form 4 申報
Gold Flora Corp.（GRAM），2023/7/10 申報
- 申報編號
- 0001654954-23-008976
- 申報時間
- 2023/7/10 09:40 ET
- 交易日
- 2023/7/7
- 申報延遲
- 3 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 3 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1.82 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Batesole MikeCIK 0001886583 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents the issuance of Common Shares upon the vesting of restricted stock units ("RSUs"). RSUs convert into Common Shares on a one-for-one basis.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F3
Represents the disposition of Common Sharesin connection with the business combination (the "Business Combination") involving the Issuer, Gold Flora, LLC ("Gold Flora"), Stately Capital Corporation ("Stately"), Gold Flora Corporation ("Newco") and Golden Grizzly Bear LLC ("US Merger Sub") in accordance with the terms and conditions of a business combination agreement entered into among TPCO, Gold Flora, Stately, Newco and US Merger Sub dated February 21, 2023 and an agreement and plan of merger entered into by Newco, US Merger Sub and Gold Flora dated February 21, 2023. As part of the Business Combination, the Issuer, Stately and Newco amalgamated to form a new corporation (the "Resulting Issuer"), the Common Sharesof the Issuer were exchanged on a one-for-one basis for common shares of the Resulting Issuer, and the Resulting Issuer continued from British Columbia into the State of Delaware under the name "Gold Flora Corporation".
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents the acceleration of vesting of Performance Stock Units ("PSUs") into RSUs in connection with the Business Combination.
表 II 有 1 筆交易的價格引用這則附註。
備註
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).